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  <front>
    <journal-meta><journal-id journal-id-type="publisher">OS</journal-id><journal-title-group>
    <journal-title>Ocean Science</journal-title>
    <abbrev-journal-title abbrev-type="publisher">OS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Ocean Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1812-0792</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/os-15-669-2019</article-id><title-group><article-title>Can wave coupling improve operational regional ocean forecasts<?xmltex \hack{\break}?> for the
north-west European Shelf?</article-title><alt-title>Can wave coupling improve operational regional ocean forecasts?</alt-title>
      </title-group><?xmltex \runningtitle{Can wave coupling improve operational regional ocean forecasts?}?><?xmltex \runningauthor{H.~W.~Lewis et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Lewis</surname><given-names>Huw W.</given-names></name>
          <email>huw.lewis@metoffice.gov.uk</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Castillo Sanchez</surname><given-names>Juan Manuel</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Siddorn</surname><given-names>John</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-3848-8868</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>King</surname><given-names>Robert R.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-9573-2567</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Tonani</surname><given-names>Marina</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-5452-3251</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Saulter</surname><given-names>Andrew</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Sykes</surname><given-names>Peter</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Pequignet</surname><given-names>Anne-Christine</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-3057-8300</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Weedon</surname><given-names>Graham P.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-1262-9984</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Palmer</surname><given-names>Tamzin</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Staneva</surname><given-names>Joanna</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-4553-392X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Bricheno</surname><given-names>Lucy</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Met Office, Exeter, EX1 3PB, UK</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Institute for Coastal Research, Helmholtz-Zentrum Geesthacht,
Max-Planck-Strasse 1, 21502 Geesthacht, Germany</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>National Oceanography Centre, Joseph Proudman Building, 6 Brownlow
Street, Liverpool, L3 5DA, UK</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Huw W. Lewis (huw.lewis@metoffice.gov.uk)</corresp></author-notes><pub-date><day>5</day><month>June</month><year>2019</year></pub-date>
      
      <volume>15</volume>
      <issue>3</issue>
      <fpage>669</fpage><lpage>690</lpage>
      <history>
        <date date-type="received"><day>18</day><month>December</month><year>2018</year></date>
           <date date-type="rev-request"><day>21</day><month>December</month><year>2018</year></date>
           <date date-type="rev-recd"><day>11</day><month>April</month><year>2019</year></date>
           <date date-type="accepted"><day>6</day><month>May</month><year>2019</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2019 </copyright-statement>
        <copyright-year>2019</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://os.copernicus.org/articles/.html">This article is available from https://os.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://os.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://os.copernicus.org/articles/.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e196">Operational ocean forecasts are typically produced
by modelling systems run using a forced mode approach. The evolution of the
ocean state is not directly influenced by surface waves, and the ocean
dynamics are driven by an external source of meteorological data which are
independent of the ocean state. Model coupling provides one approach to
increase the extent to which ocean forecast systems can represent the
interactions and feedbacks between ocean, waves, and the atmosphere seen in
nature. This paper demonstrates the impact of improving how the effect of
waves on the momentum exchange across the ocean–atmosphere interface is
represented through ocean–wave coupling on the performance of an operational
regional ocean prediction system. This study focuses on the eddy-resolving
(1.5 km resolution) Atlantic Margin Model (AMM15) ocean model configuration
for the north-west European Shelf (NWS) region.</p>
    <p id="d1e199">A series of 2-year duration forecast trials of the Copernicus Marine
Environment Monitoring Service (CMEMS) north-west European Shelf regional ocean
prediction system are analysed. The impact of including ocean–wave feedbacks
via dynamic coupling on the simulated ocean is discussed. The main
interactions included are the modification of surface stress by wave growth
and dissipation, Stokes–Coriolis forcing, and wave-height-dependent ocean
surface roughness. Given the relevance to operational forecasting, trials
with and without ocean data assimilation are considered.</p>
    <p id="d1e202">Summary forecast metrics demonstrate that the ocean–wave coupled system is a
viable evolution for future operational implementation. When results are
considered in more depth, wave coupling was found to result in an annual
cycle of relatively warmer winter and cooler summer sea surface temperatures
for seasonally stratified regions of the NWS. This is driven by enhanced
mixing due to waves, and a deepening of the ocean mixed layer during summer.
The impact of wave coupling is shown to be reduced within the mixed layer
with assimilation of ocean observations. Evaluation of salinity and ocean
currents against profile measurements in the German Bight demonstrates
improved simulation with wave coupling relative to control simulations.
Further, evidence is provided of improvement to simulation of extremes of
sea surface height anomalies relative to coastal tide gauges.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e214">There is a growing understanding of the role that ocean surface waves play in
the Earth system, modulating the exchange of momentum, energy, and other
fluxes between the atmosphere and oceans (Cavaleri et al., 2012). A key
effect is in absorbing momentum and energy from the atmosphere as waves
grow, and releasing it to the ocean when they break.</p>
      <p id="d1e217">Prediction systems of the ocean, waves, or atmosphere have typically been
developed in relative isolation and with little or no interaction between
each component. However, the development of coupled prediction approaches is
increasingly enabling research on the sensitivity of the Earth system to
wave impacts (e.g. Pullen et al., 2017). Through<?pagebreak page670?> exchange of information
between different model components, coupled systems can begin to explicitly
represent the feedbacks and interactions that occur across the air–sea
interface in nature. The next evolution in the development of coupled models
is in their application to provide improved forecast information to a range
of users through operational ocean prediction systems.</p>
      <p id="d1e220">This paper discusses the implementation of surface wave effects in an
eddy-resolving regional ocean forecasting system of the north-west European
Shelf (NWS) through dynamic ocean–wave coupling. The ocean model
configuration is the Atlantic Margin Model at 1.5 km resolution (AMM15;
Graham et al., 2018a). This is currently used operationally as part of the
Copernicus Marine Environment Monitoring Service (CMEMS) in ocean-only mode
for which external forcing is provided from a global-scale resolution
meteorological forecast system and the effect of waves is mostly omitted
other than where implicitly captured within the standard ocean model
parameterisations (Tonani et al., 2019, this issue).</p>
      <p id="d1e223">AMM15 uses the NEMO ocean model (Nucleus for European Modelling of the Ocean;
Madec et al., 2016). Breivik et al. (2015) presented the first discussion of
including surface wave effects in NEMO based on global-scale ocean
simulations at 1<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> resolution. They included parameterisations for the
modification of surface stress from wave growth and dissipation (Janssen et
al., 2004), the Stokes–Coriolis force (Hasselmann, 1970), and the turbulent
kinetic energy flux from breaking waves (Craig and Banner, 1994). Breivik et
al. (2015) demonstrated reduced sea surface and subsurface temperature
biases relative to observations, and improved predictions of the total ocean
heat content at global scales. This led to the operational implementation of
wave-related processes in a coupled ensemble forecast system at the
European Centre for Medium-Range Weather Forecasts (ECMWF; e.g. Janssen and Bidlot,
2018). Most recently, these feedbacks have been applied within its coupled
reanalysis (Laloyaux et al., 2018).</p>
      <p id="d1e236">Law Chune and Aouf (2018) recently discussed the impact of these wave effects
in a global NEMO ocean model configuration at higher resolution in the
context of aiming to improve the performance of the CMEMS global ocean model
forecast system and showed a significant reduction in sea surface temperature (SST) bias focused in
tropical regions, driven by the modified momentum flux. In their ocean-only
control simulation, SST was generally too warm in semi-enclosed seas,
including along western European seas. It was expected that mid-latitude SST
would conversely cool due to enhanced stress and mixing, although results
showed relatively smaller and more variable impacts than in the tropics. Law
Chune and Aouf (2018) also demonstrated enhanced surface current speeds
generally, with improved validation relative to observations of the order of
5 %. In agreement with previous work, wave breaking was considered to be
the most important wave process for mid-latitude regions while
Stokes–Coriolis forcing was found to have relatively little impact on the
large-scale validation. A clear future development for this system would be
to move from wave forcing to dynamic coupling in order to allow the ocean
and wave states to feed back on each other during the simulation.</p>
      <p id="d1e239">Cavaleri et al. (2018) argue that the interaction of waves with the ocean is
particularly critical in coastal and inner seas, as typically simulated using
limited-area or regional ocean model domains. This results from the
prevalence of younger, steeper, and shorter-wavelength waves that are more
sensitive to variability in the near-surface wind and ocean currents, often
with non-linear interactions. A number of studies have assessed the influence
of surface waves on regional ocean dynamics, although to date this has often
been through a case study approach rather than with an operational focus
(Cavaleri et al., 2018).</p>
      <p id="d1e242">For example, Clementi et al. (2017) introduced a relatively
reduced-complexity coupling of the mean momentum transfer of waves and wind
speed stability parameter between the WAVEWATCH III wave model (Tolman et al.,
2004) and NEMO ocean model codes. They demonstrated that for the
Mediterranean Sea while the coupling was found to improve wave performance,
there was limited impact on mean SST results over the 5-year study period.
However, focusing on a short-range case study period for a strong storm event
showed a marked improvement in the evolution of surface currents relative to
observations.</p>
      <p id="d1e245">Some of the earliest studies of wave–ocean interactions for regional seas
focused on coastal regions of the UK (e.g. Wolf, 2008; Brown and Wolf, 2009;
Brown et al., 2011; Bricheno et al., 2013; Bolaños et al., 2014) using
the POLCOMS ocean (Holt and James, 2001) and WAM (WAMDI, 1988) wave models. Brown et al. (2011) presented the
sensitivity of results to model resolution during an extreme storm and found
that representing wave–current interactions in a system with 1.8 km
horizontal resolution, most analogous to AMM15 used in this study, gave
results as good if not better than using a yet higher resolution (180 m
grid).</p>
      <p id="d1e248">Several studies have applied the Coupled–Ocean–Atmosphere–Wave–Sediment
Transport modelling system (COAWST; Warner et al., 2010) to assess the impact
of wave and atmosphere coupling on regional ocean dynamics. For example,
Bruneau and Toumi (2016) used a regional model configuration of the Caspian
Sea and found that surface wave processes led to enhanced mixing and a
relative deepening of the mixed layer depth, particularly in summer. Carniel
et al. (2016) applied COAWST for a cold air outbreak episode over the
northern Adriatic Sea and found the interaction with waves provided further
improved forecast skill beyond that obtained by introducing ocean–atmosphere
feedbacks to improve the simulated heat fluxes. The impacts of wave–ocean
coupling in the absence of atmosphere feedbacks were considered by Benetazzo
et al. (2014).</p>
      <p id="d1e251">COAWST has also been implemented for a domain covering the north-west
European shelf seas by Reza Hashemi<?pagebreak page671?> et
al. (2015), similar to that used in this study, using a horizontal grid spacing of the order of 4 km (<inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">24</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).
Their analysis focused on the impact of coupling on the wave simulations for
wave energy resource applications (Hashemi and Lewis, 2017). Lewis et
al. (2019) used the same COAWST system for the role of tidal dynamics on the
wave climate of the Irish Sea.</p>
      <p id="d1e275">Staneva et al. (2017) considered the effect of wave forcing from the WAM wave
model on NEMO simulations (3.7 km grid resolution) of water level and
currents for two extreme storm cases over the North Sea. They found a
significant change in simulated storm surge along southern North Sea coasts
for each storm, especially in near-coastal areas, and improved representation
of observed vertical current profiles. These changes were also predominantly
driven by the wave-modified surface stress, with a secondary contribution
from Stokes–Coriolis forcing. Staneva et al. (2016a, b)
and Schloen et al. (2017) considered the impact of ocean–wave coupling in the
near-coastal German Bight region of the southern North Sea. Alari et
al. (2016) assessed the implementation of a similar coupled NEMO–WAM system
in the Baltic Sea. In this region, use of a wave-modified surface stress led
to a relative warming of SST, both due to changes in advection and turbulent
fluxes, which reduced the model bias compared with observations. The impact
of Stokes–Coriolis feedbacks was constrained to coastal areas.</p>
      <p id="d1e278">The role of wave effects on storm surge in the NWS region was also studied by
Bertin et al. (2015) for two case studies on the west coast of France in the
Bay of Biscay using unstructured model grid approaches. For one case, the
predicted storm surge was increased by up to 25 % and much improved
relative to observations when using a wave-dependent surface stress in
the presence of young and steep waves. For a contrasting case, with larger but
more developed waves, coupling did not improve or degrade the forecast
quality substantially.</p>
      <p id="d1e281">The work presented in this paper aims to inform the future evolution of the
operational AMM15 prediction system implemented as part of CMEMS. Lewis et
al. (2018b) presented some initial results on the impact of wave coupling on
ocean results for a similar configuration based on a series of month-long
duration simulations. This study differs in several respects, notably that
<list list-type="custom"><list-item><label>i.</label>
      <p id="d1e286">results are presented from 2-year duration simulation trials, enabling
more robust statistics to be established across seasonal timescales;</p></list-item><list-item><label>ii.</label>
      <p id="d1e290">simulation experiments make use of the CMEMS operational forecast system for
the NWS, using the same sources and treatment of atmospheric forcing and
boundary conditions as used in operations;</p></list-item><list-item><label>iii.</label>
      <p id="d1e294">comparisons are made between free-running simulations and those including
assimilation of in situ, satellite, and profile ocean observations, enabling
new insights into the impact of coupling in assimilative systems.</p></list-item></list></p>
      <p id="d1e297">Note that the studies discussed above were all conducted in the framework of
“free running” ocean simulations, with no assimilation of observations
active. By explicitly considering the role of ocean assimilation in this
study, the likely impact of coupling on operational forecasts can be
assessed.</p>
      <p id="d1e300">The rest of this paper is organised as follows. The AMM15 coupled model and
assimilation configurations are introduced in Sect. 2, along with a
discussion of the wave coupling experiments. Results from a first-order
evaluation of ocean surface variables against observations are shown in
Sect. 3, and comparison against selected research-mode observations is
discussed in Sect. 4. Conclusions and proposed next steps for the operational
system development are highlighted in Sect. 5.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Modelling and evaluation framework</title>
      <p id="d1e311">The sensitivity of ocean predictions to the representation of ocean–wave
feedbacks is assessed by running a number of simulation experiments, as
summarised in Table 1, covering the 2-year period 2016–2017. Experiments
are conducted with and without ocean data assimilation active and with and
without wave coupling in order to examine the influence of wave coupling in
both free-running and assimilative systems. This leads to a comparison
between four configurations, which for brevity will be referred to in this
paper as FR (no coupling, no assimilation), DA (no coupling, assimilation),
CPL_FR (coupling, no assimilation), and CPL_DA (coupling and assimilation
active).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e317">Overview of simulation experiments conducted.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="justify" colwidth="142.26378pt"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Name</oasis:entry>
         <oasis:entry colname="col2">Configuration</oasis:entry>
         <oasis:entry colname="col3">Wave coupled?</oasis:entry>
         <oasis:entry colname="col4">Ocean DA?</oasis:entry>
         <oasis:entry colname="col5">Description</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">FR</oasis:entry>
         <oasis:entry colname="col2">AMM15</oasis:entry>
         <oasis:entry colname="col3">no</oasis:entry>
         <oasis:entry colname="col4">no</oasis:entry>
         <oasis:entry colname="col5">free-running control simulation<?xmltex \hack{\hfill\break}?>of AMM15</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">DA</oasis:entry>
         <oasis:entry colname="col2">AMM15_DA</oasis:entry>
         <oasis:entry colname="col3">no</oasis:entry>
         <oasis:entry colname="col4">yes</oasis:entry>
         <oasis:entry colname="col5">analogous to ocean-only operational<?xmltex \hack{\hfill\break}?>AMM15 system</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">CPL_FR</oasis:entry>
         <oasis:entry colname="col2">AMM15_CPL</oasis:entry>
         <oasis:entry colname="col3">yes</oasis:entry>
         <oasis:entry colname="col4">no</oasis:entry>
         <oasis:entry colname="col5">free-running ocean–wave coupled<?xmltex \hack{\hfill\break}?>simulation</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CPL_DA</oasis:entry>
         <oasis:entry colname="col2">AMM15_CPL_DA</oasis:entry>
         <oasis:entry colname="col3">yes</oasis:entry>
         <oasis:entry colname="col4">yes</oasis:entry>
         <oasis:entry colname="col5">coupled ocean–wave run with ocean<?xmltex \hack{\hfill\break}?>data assimilation</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Regional NEMO ocean model configurations</title>
      <p id="d1e447">All simulations have been conducted using the AMM15 configuration of the NEMO
ocean model (Madec et al., 2016). Full details on the operational
implementation of the AMM15 configuration for CMEMS are provided by Tonani et
al. (2019, this issue). The science settings and further background on
model performance are detailed by Graham et al. (2018a, b). Through use of a
1.5 km grid spacing, sufficient to resolve the internal Rossby radius on the
NWS, it has been demonstrated that AMM15 can represent local-scale processes
such as eddies, fronts, internal tides, and exchanges across the shelf break.</p>
      <p id="d1e450">Meteorological forcing is provided by interpolation from the operational
European Centre for Medium-Range Weather Forecasts (ECMWF) global forecast
data at around 14 km horizontal resolution and applied at 3-hourly temporal
frequency. Surface forcing is implemented using the CORE bulk
parameterisations (Large and Yeager, 2004). All simulations are initialised
from the same initial condition, based on a 30-year non-assimilative AMM15
run detailed by Graham et al. (2018a). Lateral boundary conditions for<?pagebreak page672?> the
Atlantic are provided every 3 h from the uncoupled Met Office operational
<inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> North Atlantic ocean system (Blockley et al., 2014) and for
the Baltic Sea every hour using the operational Baltic Sea products from CMEMS
(Berg and Weismann Poulsen, 2012). All simulations are run with a 60 s
integration time step. Details of the meteorological forcing, ocean initial
condition, and boundary conditions are identical to those described by Tonani
et al. (2019, this issue) and are therefore consistent with the current
operational implementation of AMM15.</p>
      <p id="d1e473">Ocean data assimilation in the DA and CPL_DA runs use the NEMOVAR 3D-variational
assimilation scheme (Waters et al., 2015) which employs a multi-variate
balance to account for correlations between ocean variables as defined in
Weaver et al. (2005). Increments are applied to the 3-D temperature,
salinity, <inline-formula><mml:math id="M6" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M7" display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula> velocities, and the sea surface height (SSH). As
detailed by King et al. (2018), assimilated observations include in situ and
satellite observations of SST and subsurface profile observations of
temperature and salinity from Argo floats, XBTs (expendable bathythermographs), CTDs (conductivity, temperature, and depth), gliders, and marine
mammals. Sea level anomaly (SLA) observations from satellite altimeters are
assimilated in the deep parts of the domain (where the ocean is deeper than
700 m).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Regional WAVEWATCH III wave model configuration</title>
      <p id="d1e499">Wave simulations are produced for the NWS using a configuration of the
WAVEWATCH III (Tolman et al., 2014) spectral wave model (Saulter et al.,
2017). The wave model is defined to cover the same domain extent as AMM15,
but using a spherical multiple cell grid refinement approach (Li, 2012), which
has variable horizontal resolution nesting from 3 km across much of the
domain down to 1.5 km spacing for all cells adjacent to the coast and/or
where the depth of a 3 km grid cell would be shallower than 40 m. A wave
model global time step of 600 s is used. The wave model is forced by winds
from the same ECMWF global atmospheric model as used for ocean forcing at
3-hourly temporal frequency. The influence of the ocean state on wave
evolution is already captured in the current operational NWS wave forecasting
system through use of previously forecast ocean currents as an additional
external forcing (Palmer and Saulter, 2016).</p>
      <p id="d1e502">For brevity, the following discussion therefore focuses on the impact of wave
effects on the ocean model results only. The case study results presented by
Lewis et al. (2018a), for example, suggest that the impact of two-way
ocean–wave feedbacks on wave results is limited compared with including ocean
processes through external forcing without feedbacks, as currently applied in
the Met Office operational wave forecast system.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Wave–ocean coupling</title>
      <p id="d1e513">The implementation of wave–ocean coupling in the AMM15 system follows that
described by Lewis et al. (2018b). Coupling between the ocean and wave model
components is achieved by exchanging information between NEMO and WAVEWATCH
III using the OASIS3-MCT libraries (vn3.0; Valcke et al., 2015). All
variables are averaged and exchanged at hourly frequency. Limited-period case
study experiments using more frequent exchanges have previously suggested
that hourly coupling is sufficient to assess the first-order impact of wave
coupling on the ocean state.</p>
      <p id="d1e516">The scientific basis for representing wave–ocean interactions in AMM15 is
described in Sect. 3 of Lewis et al. (2018b), with technical details of the
NEMO ocean model wave coupling code used in this study provided in Appendix B
of Lewis et al. (2018b). This implementation closely follows the work of
Breivik et al. (2015) and Staneva et al. (2017), and for brevity these
details are not repeated here. The associated code is now supported for wider
use by the ocean modelling community from NEMO version 4. In brief, the main
interactions introduced in the CPL and CPL_DA experiments are
<list list-type="custom"><list-item><label>a.</label>
      <p id="d1e521">modification of water-side surface stress on the ocean by wave growth
and dissipation (Eq. 3; Lewis et al., 2018b);</p></list-item><list-item><label>b.</label>
      <?pagebreak page673?><p id="d1e525">Stokes–Coriolis force in momentum (Eq. 4; Lewis et al., 2018b) and tracer
advection equations, using the parameterisation of Breivik et al. (2015);</p></list-item><list-item><label>c.</label>
      <p id="d1e529">wave-height-dependent ocean surface roughness (Eq. 11; Lewis et al., 2018b),
following Rascle et al. (2008).</p></list-item></list></p>
      <p id="d1e532">Note that the wave coupling by Lewis et al. (2018b) was applied using the
direct flux surface forcing scheme of NEMO, rather than the CORE bulk forcing
used here, and using meteorological forcing from the Met Office Unified Model
simulations.</p>
      <p id="d1e535">As a further improvement from Lewis et al. (2018b), the zonal and meridional
components of the wave-modified surface stress (i.e. <inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">ocn</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
components) are exchanged directly from WAVEWATCH III to NEMO, rather than
defining a fraction of the total atmospheric stress acting on the ocean as in
Breivik et al. (2015). This avoids the need for NEMO to recalculate the
surface stress using a wave-modified drag coefficient, thereby removing a
source of potential inconsistency between the wave and ocean models. However,
note that the WAVEWATCH III surface scheme assumes a neutral atmospheric
boundary layer, and use of the wave-modified momentum flux may no longer be
in equilibrium with heat and humidity fluxes. While initial testing (not
shown) indicated a relatively small effect from the change in representation of
the surface stress, further work is required to more fully review the
representation of the surface momentum across atmosphere, ocean, and wave
model codes.</p>
      <p id="d1e550">Only wave effects acting on the ocean momentum budget are considered in this
study. Wave impacts on the calculation of turbulent heat and moisture fluxes
and accounting for the wave energy flux transferred to the ocean are omitted.
Instead, the treatment of wave breaking on the surface boundary for TKE (turbulent kinetic energy) is parameterised using the Craig and Banner (1994) scheme, with the default
value of the Craig and Banner coefficient of 100 used in all simulations.
There is also no explicit treatment of Langmuir turbulence, such as through
use of a vortex-force formulation (e.g. Uchiyama et al., 2010), or of ocean
bed stress (e.g. Soulsby et al., 1995), both of which may be important in the
regional ocean context. These simplifications are appropriate for an initial
implementation of wave coupling within the NWS forecast system, given known
sensitivities of the vertical mixing and radiation schemes to parameter
choices. Future work will need to reassess model tuning when including these
additional coupled processes. For example, while several studies have
introduced a wave dependence in the TKE parameterisation, the values of this
coefficient can be highly variable, and further testing will be required to
assess a suitable choice for the range of this parameter in the ocean–wave
coupled system.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Wave effects in the NWS</title>
      <p id="d1e562">As highlighted by a number of studies discussed in the introduction, a key
driver of ocean dynamics by waves has been found to be the modification of
surface stress. In equilibrium, for a fully developed wind-sea state, the
input of momentum to surface waves from the wind is matched by its
dissipation into the ocean, and the water-side stress acting at the top of
the ocean, <inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">ocn</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, is equal to the total atmospheric stress,
<inline-formula><mml:math id="M10" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">atm</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. For younger, growing waves, there is a net input of
momentum from the atmosphere to waves (<inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">ocn</mml:mi></mml:msub><mml:mi mathvariant="italic">&lt;</mml:mi><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">atm</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). Where waves break, the input of momentum from waves to the
ocean exceeds the local input atmospheric stress
(<inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">ocn</mml:mi></mml:msub><mml:mi mathvariant="italic">&gt;</mml:mi><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">atm</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). The distribution of
<inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">ocn</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">atm</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> simulated by WAVEWATCH III is shown in
Fig. 1b and e for summer and winter, respectively. The magnitude of changes
due to waves is shown to be larger in winter than summer, although common
features can be identified in both seasons. Regions of wave breaking are
identifiable by darker red shading immediately along western coastlines of
the UK, France, and Denmark. Waves tend to enhance the momentum transferred to
the ocean in regions of prevailing wave activity – to the north-west of the
NWS in winter and more directly west of the NWS in summer. Momentum transfer
is also enhanced on average across the Celtic Sea (south-western approaches
to the UK) and through the central North Sea, particularly in summer. In
contrast, regions to the lee of land such as through the Irish Sea and to the
east of the UK are characterised as regions of growing waves where momentum
is stored in waves rather than transferred from the atmosphere to the ocean
(blue areas in Fig. 1b and e).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e643">Seasonal mean of wave model simulated <bold>(a, d)</bold> significant
wave height, <bold>(b, e)</bold> fraction of ocean to atmosphere surface stress, and <bold>(c, f)</bold> Stokes drift speed during <bold>(a–c)</bold> winter 2016/2017 and <bold>(d–f)</bold> summer
2017.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f01.jpg"/>

        </fig>

      <p id="d1e667">Also shown are seasonal mean distributions of simulated significant wave
height (Fig. 1a, d) and Stokes drift speed (Fig. 1c, f). The Stokes drift
speed generally increases with wave height (and forcing wind speed), with
highest seasonal mean values of up to 16 cm s<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>  in regions of greatest wave activity across north-western
approaches to the UK. There is also a dependency on water depth, leading to
lower values (approximately 5 cm s<inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) in near-coastal regions.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Operational-mode ocean metrics</title>
      <p id="d1e703">Differences between observed and model values for assimilated variables (SST,
SLA, and profiles of temperature and salinity) are calculated in each
experiment, from which summary metrics for each 2-year trial can be
compared. While not fully independent, when assimilation is active,
differences to observations are computed using the model background before
assimilation (King et al., 2018). Resulting mean difference (MD, expressed
here as (Model Background minus Observation) and root-mean-square difference
(RMSD) statistics, averaged across the AMM15 domain and covering the full
2016–2017 period, are given for SST against in situ data in Table 2 and for
SLA in Table 3.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e709">SST mean difference (MD <inline-formula><mml:math id="M16" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Model minus Observation),
and root-mean-square difference (RMSD) statistics computed over 2-year period
(2016–2017) comparing each simulation experiment with available in situ
observations. The daily average number of observations (<inline-formula><mml:math id="M17" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula>) used for each
comparison is also listed.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">SST (MD (K))</oasis:entry>
         <oasis:entry colname="col2">FR</oasis:entry>
         <oasis:entry colname="col3">CPL_FR</oasis:entry>
         <oasis:entry colname="col4">DA</oasis:entry>
         <oasis:entry colname="col5">CPL_DA</oasis:entry>
         <oasis:entry colname="col6">Daily avg. <inline-formula><mml:math id="M18" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Full domain</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M19" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.04</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M20" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.10</oasis:entry>
         <oasis:entry colname="col4">0.01</oasis:entry>
         <oasis:entry colname="col5">0.01</oasis:entry>
         <oasis:entry colname="col6">1100</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">On-shelf regions</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M21" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.14</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M22" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.12</oasis:entry>
         <oasis:entry colname="col4">0.03</oasis:entry>
         <oasis:entry colname="col5">0.03</oasis:entry>
         <oasis:entry colname="col6">540</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Off-shelf regions</oasis:entry>
         <oasis:entry colname="col2">0.07</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M23" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.02</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M24" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.01</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M25" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.01</oasis:entry>
         <oasis:entry colname="col6">550</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">SST (RMSD (K))</oasis:entry>
         <oasis:entry colname="col2">FR</oasis:entry>
         <oasis:entry colname="col3">CPL_FR</oasis:entry>
         <oasis:entry colname="col4">DA</oasis:entry>
         <oasis:entry colname="col5">CPL_DA</oasis:entry>
         <oasis:entry colname="col6">Daily avg. <inline-formula><mml:math id="M26" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Full domain</oasis:entry>
         <oasis:entry colname="col2">0.64</oasis:entry>
         <oasis:entry colname="col3">0.66</oasis:entry>
         <oasis:entry colname="col4">0.44</oasis:entry>
         <oasis:entry colname="col5">0.44</oasis:entry>
         <oasis:entry colname="col6">1100</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">On-shelf regions</oasis:entry>
         <oasis:entry colname="col2">0.70</oasis:entry>
         <oasis:entry colname="col3">0.72</oasis:entry>
         <oasis:entry colname="col4">0.52</oasis:entry>
         <oasis:entry colname="col5">0.51</oasis:entry>
         <oasis:entry colname="col6">540</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Off-shelf regions</oasis:entry>
         <oasis:entry colname="col2">0.58</oasis:entry>
         <oasis:entry colname="col3">0.59</oasis:entry>
         <oasis:entry colname="col4">0.35</oasis:entry>
         <oasis:entry colname="col5">0.36</oasis:entry>
         <oasis:entry colname="col6">550</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e984">SLA mean difference (MD <inline-formula><mml:math id="M27" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Model minus Observation)
and root-mean-square difference (RMSD) statistics computed over the 2-year
period (2016–2017) comparing each simulation experiment with satellite
altimeter observations. Results are listed separately for the full model
domain and discriminating between areas on-shelf and off-shelf.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">SLA (MD (m))</oasis:entry>
         <oasis:entry colname="col2">FR</oasis:entry>
         <oasis:entry colname="col3">CPL_FR</oasis:entry>
         <oasis:entry colname="col4">DA</oasis:entry>
         <oasis:entry colname="col5">CPL_DA</oasis:entry>
         <oasis:entry colname="col6">Daily avg. <inline-formula><mml:math id="M28" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Full domain</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M29" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.01</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M30" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.01</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M31" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.01</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M32" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.01</oasis:entry>
         <oasis:entry colname="col6">2000</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">On-shelf regions</oasis:entry>
         <oasis:entry colname="col2">0.02</oasis:entry>
         <oasis:entry colname="col3">0.02</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M33" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.03</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M34" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.03</oasis:entry>
         <oasis:entry colname="col6">670</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Off-shelf regions</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M35" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.03</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M36" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.02</oasis:entry>
         <oasis:entry colname="col4">0.00</oasis:entry>
         <oasis:entry colname="col5">0.00</oasis:entry>
         <oasis:entry colname="col6">1340</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">SLA (RMSD (m))</oasis:entry>
         <oasis:entry colname="col2">FR</oasis:entry>
         <oasis:entry colname="col3">CPL_FR</oasis:entry>
         <oasis:entry colname="col4">DA</oasis:entry>
         <oasis:entry colname="col5">CPL_DA</oasis:entry>
         <oasis:entry colname="col6">Daily avg. <inline-formula><mml:math id="M37" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Full domain</oasis:entry>
         <oasis:entry colname="col2">0.11</oasis:entry>
         <oasis:entry colname="col3">0.11</oasis:entry>
         <oasis:entry colname="col4">0.11</oasis:entry>
         <oasis:entry colname="col5">0.11</oasis:entry>
         <oasis:entry colname="col6">2000</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">On-shelf regions</oasis:entry>
         <oasis:entry colname="col2">0.13</oasis:entry>
         <oasis:entry colname="col3">0.13</oasis:entry>
         <oasis:entry colname="col4">0.13</oasis:entry>
         <oasis:entry colname="col5">0.13</oasis:entry>
         <oasis:entry colname="col6">670</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Off-shelf regions</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.10</oasis:entry>
         <oasis:entry colname="col4">0.09</oasis:entry>
         <oasis:entry colname="col5">0.09</oasis:entry>
         <oasis:entry colname="col6">1340</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?pagebreak page674?><p id="d1e1256">In general, the statistics in Tables 2 and 3 show relatively small
differences between simulations with and without wave coupling. The biggest
impact is seen in MD scores for SST, with a cold model bias
(MD &lt; 0) in the FR results made worse with coupling (i.e. in the
CPL_FR simulation), for example, from <inline-formula><mml:math id="M38" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.04 to <inline-formula><mml:math id="M39" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.1 K relative to in situ
observations across the full domain. This signal is dominated by compensating
biases on and off the shelf in FR (i.e. in shallower and deeper water). When
comparing with on-shelf observations only, the FR and CPL_FR results are
more similar (MD <inline-formula><mml:math id="M40" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M41" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.14 and <inline-formula><mml:math id="M42" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.12 K, respectively). The
corresponding difference in RMSD is relatively small (of the order of 2 %).
When SST observations are assimilated as in the operational CMEMS system,
statistics are improved and the difference between DA and CPL_DA is
negligible, with neither system demonstrating clearly better performance in
terms of summary metrics.</p>
      <p id="d1e1294">Results for SLA comparisons against observations are summarised in Table 3
and are similarly consistent between simulations with and without wave
coupling over the 2-year trial period, regardless of whether runs were with
or without assimilation.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e1299">Vertical profiles of (dashed lines) Observation minus Model
differences and (solid lines) RMSD statistics for ocean-only and coupled
simulations, computed over 2-year simulation period (2016–2017) for <bold>(a, b)</bold>
temperature and <bold>(c, d)</bold> salinity, comparing runs <bold>(a, c)</bold> with and <bold>(b, d)</bold> without
assimilation.</p></caption>
        <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f02.png"/>

      </fig>

      <p id="d1e1320">A comparison of the variation in mean statistics with depth for simulated
temperature and salinity against observed profiles during 2016 and 2017 is
shown in Fig. 2. The average temperature error profiles show that, in
contrast to SST results (Table 2), over much of the ocean depth wave
feedbacks result in warming (model increasingly larger than<?pagebreak page675?> observations).
Over all depths, the RMSD is marginally lower for CPL_FR than FR (Fig. 2b),
and this impact is preserved across most depths in the comparison of CPL_DA
with DA in Fig. 2a. Salinity error profiles (Fig. 2c, d) are unaffected by
coupling away from the surface layers, where the RMSD for CPL_FR is on
average slightly reduced relative to FR. However, this impact is greatly reduced when
comparing the assimilative results.</p>
      <p id="d1e1323">Given that wave coupling has been applied in a system that has been optimised
to run operationally in an uncoupled mode (most analogous to the DA
configuration here) with no subsequent tuning of the ocean model physics or
assimilation, it is encouraging that these summary results are generally
neutral. This indicates that the addition of coupled wave processes is a viable
evolution for the NWS forecast system and an initial operational
implementation would not be anticipated to degrade forecast quality in terms
of summary verification metrics. However, as discussed by Tonani et al. (2019, this issue) for example, ocean model assessment in terms of such
metrics does not provide a sufficient evaluation of the system, particularly
when considering regional configurations at eddy-resolving scales. Section 4
therefore presents a more detailed analysis of the impact of wave coupling
across the NWS in the AMM15 system.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e1329"><bold>(a)</bold> Illustration of AMM15 model bathymetry (see Tonani et
al., 2019, for more details) and location of NWS observing sites referenced
in the paper. The filled-shading region indicates where model bathymetry in
less than 200 m depth and highlights the region on the shelf. Elsewhere
contour lines are drawn every 500 m depth. Filled circles are at “Celtic
Sea”, “Perranporth” and “North Sea” sites (see Sect. 4.1, 4.3). Starred
locations in the German Bight are listed in the legend (see Sect. 4.2, 4.4).
The yellow square is the “Sheerness” tide gauge (see Sect. 4.5). <bold>(b–h)</bold> Difference in seasonal mean SST (CPL_FR minus FR) due to wave coupling
calculated as 3-month means from spring 2016 to autumn 2017.</p></caption>
        <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f03.jpg"/>

      </fig>

</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Sensitivity of ocean state to wave feedbacks</title>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Sea surface temperature (SST)</title>
      <p id="d1e1358">The impact of wave coupling on simulated SST, in the absence of data
assimilation, is shown in Fig. 3 as seasonal mean differences between FR and
CPL_FR through the 2016–2017 trial period. Figure 3 shows substantial
spatial and temporal variability in mean differences due to wave effects in
the eddy-dominated deeper ocean off the NWS to the west of the model domain.
In contrast, results on the shallow NWS show relatively little inter-annual
variation in the impact of coupling, with a consistent spatial distribution
of differences for a given season in both 2016 and 2017. Figure 3b also
highlights that the impact of wave coupling takes relatively little time to
spin up from common initial conditions in January 2016. For brevity, the
subsequent analysis therefore focuses on results from winter 2016/2017 and
spring,<?pagebreak page676?> summer, and autumn 2017 only as being representative, and results
on the NWS as being of primary interest to users of operational forecast data
in this region.</p>
      <p id="d1e1361">Away from the immediate vicinity of coastlines, an annual cycle in the
influence of wave coupling on simulated SST can be seen on the NWS, with a
mean reduction of up to 0.5 K during summer (Fig. 3c, g). In winter, the
impact is a lot more mixed, with much of the NWS having slightly increased
SST in the CPL_FR simulation by approximately 0.2 K (Fig. 3e) around frontal
systems (Ushant front, Celtic Sea front) and the Norwegian trench, but some
areas still show slight warming. On average, the regions most impacted have
increased momentum transfer into the ocean in coupled relative to uncoupled
simulations (Fig. 1), in both winter and summer, which drives enhanced
mixing. These results are consistent with shorter-duration case study
experiments presented by Lewis et al. (2018b) and will be discussed in
further detail in Sect. 4.3.</p>
      <p id="d1e1364">The influence of wave coupling is relatively smaller through the Irish Sea,
English Channel, and southern North Sea. This is likely to be due to a
combination of these areas being well mixed throughout the year (e.g.
Huthnance et al., 2009; van Leeuwen et al., 2015), and also coincident with
areas of net storage of momentum within growing waves (Fig. 1). The influence
of waves in the English Channel and southern North Sea appears to be
increased during spring, where the mean SST is slightly increased in CPL_FR
relative to FR (Fig. 3b, f).</p>
      <p id="d1e1367">While the main sensitivity of SST to wave coupling on the NWS can be
characterised as a net warming in the winter and cooling in the summer,
closer examination shows this pattern can be reversed in the immediate
vicinity of some coasts. Most notable differences occur along the
south-eastern coast of England.</p>
      <p id="d1e1371">In contrast to Fig. 3, the mean impact of wave coupling on SST in the
simulations with ocean data assimilation is relatively small across all
seasons (e.g. Fig. 4 shows summer 2017 results for reference). This was
reflected in the consistency of the summary statistics for DA and CPL_DA
discussed in Sect. 3. Also shown in Fig. 4 are maps of the largest
instantaneous differences in simulated SST between CPL_DA and DA at each
model grid cell during the season. This highlights that while the seasonal
mean SST differences are small, the instantaneous impact of wave coupling can
be non-negligible even for the assimilative systems and of the order of 1 to 2 K.
Highest variability in SST due to wave feedbacks is found in off-shelf
regions and in the near-coastal regions, particularly where wave breaking is
prevalent such as along the eastern Bay of Biscay. There is also notable
sensitivity around coasts and seasonal mixing fronts, presumably due to their
highly dynamic nature. However, regions with increased sensitivity to wave processes
are not necessarily reflected in the distribution of mean SST changes
(Fig. 3).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e1376">Difference in <bold>(a)</bold> mean SST (CPL_DA minus DA) due to wave
coupling between experiments with data assimilation, calculated as a 3-month
seasonal mean for summer 2017; and <bold>(b)</bold> minimum instantaneous difference; <bold>(c)</bold> maximum instantaneous difference between simulations at each grid point
during the 3-month period.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f04.jpg"/>

        </fig>

      <p id="d1e1394">The relative cooling due to waves in summer is reflected in an increase in a
mean cool bias of AMM15 between FR and CPL_FR simulations in the summary
metrics discussed in<?pagebreak page677?> Sect. 3. This is also highlighted in Fig. 5, which
compares the spatial distribution of RMSD computed between the model and all
observations for CPL_DA during 2017, binned in latitude and longitude areas of
0.25<inline-formula><mml:math id="M43" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spacing across the region where data were assimilated.
Differences are negligible with data assimilation active (Fig. 5b), but
comparing RMSD for CPL_FR and FR suggests that the regions of greatest
cooling coincide with a relative degradation in RMSD, by of approximately
10 %–20 % in the central North Sea and by up to a maximum of
50 % in the Celtic Sea (south-west approaches to the UK, Fig. 5c).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e1408"><bold>(a)</bold> Distribution of RMSD for CPL_DA during 2017 comparing
simulated SST with all in situ and satellite observations prior to
assimilation. <bold>(b)</bold> Fractional change in RMSD ((CPL_DA – DA)/DA) due to wave
coupling in assimilative runs. Panel <bold>(c)</bold> as <bold>(b)</bold> comparing RMSD ((CPL – FR)/FR) due
to wave coupling for non-assimilating runs. Positive differences (purple
shading) indicate a relative degradation of performance with wave coupling.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f05.png"/>

        </fig>

      <p id="d1e1428">The comparison against in situ observations on the NWS for each season (not
shown) is more variable than Fig. 5, noting that most available sites are
located near the coast (e.g. Lewis et al., 2018b). Results are improved for
CPL_FR relative to FR at several locations, most notably around southern and
eastern UK coasts, although the general pattern is of wave coupling leading
to poorer verification scores at many locations.</p>
      <p id="d1e1432">Example comparisons between model and observations from two locations are
highlighted in Fig. 6. Given the high resolution of the ocean model data, and
to compensate for potential co-location errors, mean model values in a <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:mn mathvariant="normal">5</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> grid cell region around each location point are compared with
observations, unless otherwise stated. This may lead to some smoothing of
features but is considered to be more representative.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e1449"><bold>(a)</bold> Scatter plots comparing hourly simulated SST during
2017 from DA, CPL_DA, FR, and CPL_FR simulations with observed values in the
Celtic Sea (buoy 62094; marked CS in Fig. 3a). Summary
<inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> correlation coefficient, RMSD, and MD (Model minus
Observation) statistics are listed for each model run. Shading reflects the
number of points within data bins. <bold>(b)</bold> Computed power spectra
(<inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:msup><mml:mi>K</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>) for observed, DA and CPL_DA simulated SST at the
Celtic Sea location. Filled circles highlight the amplitude of the peak power
for each time series. Vertical dotted lines mark diurnal, semi-diurnal, and
quarter-diurnal frequencies. <bold>(c)</bold> Scatter plots comparing model and observed
SST and <bold>(d)</bold> power spectra computed for time series at the Perranporth coastal
buoy (marked PP in Fig. 3a).</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f06.png"/>

        </fig>

      <p id="d1e1491">The Celtic Sea observation (buoy 62094; marked as “CS” in Fig. 3a) is
located to the south of Ireland where the influence of waves on SST was shown
to be seasonally varying. The summer cooling results in greater scatter of
CPL_FR results relative to observations for warmest temperatures (Fig. 6a).
Results from a nearby coastal site on the south-west English peninsula at
Perranporth (marked “PP” in Fig. 3a) show relatively warmer simulated SST
in summer (warmest temperatures) with wave coupling in improved agreement
with observations.</p>
      <p id="d1e1494">RMSD and MD are relatively crude summary indicators of model performance, in
particular for assessing systems which are highly variable in space and
time, and when making comparisons to a control system with relatively high
skill, as in this study. To gain further insight into model variability, time
series of coincident observed and simulated SST were compared spectrally. To
support spectral comparison across a wide range of frequencies, the time
series were initially “pre-whitened” (i.e. converted to rates of change)
by computing the differences of successive values. A linear trend was also
removed and a split cosine taper was added to the ends of the detrended series in
order to minimise “periodogram leakage” (Weedon et al., 2015). The
irregular spacing of the data in time required use of the Lomb–Scargle
discrete Fourier transform (Press et al., 1992) and the output periodogram
(with 2 degrees of freedom) was smoothed using three applications of a
discrete Hanning spectral window thereby increasing the degrees of freedom
to 8.</p>
      <p id="d1e1497">Figure 6 shows that the power spectra of the rates of change of SST at the CS
and PP locations are in good agreement with observed spectra for both the DA
and CPL_DA simulations (Fig. 6b, d). In particular spectral peaks at the
diurnal and semi-diurnal (M2 tide) frequencies are well represented. To
formally compare the time series, cross-spectral analysis was used (Weedon et
al., 2015). For example, for the SST variability at the diurnal scale, the
amplitude ratio of the rate of change of the DA simulation compared to the
rate of change of the observations at the CS site is <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.87</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.04</mml:mn></mml:mrow></mml:math></inline-formula> K (<inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">95</mml:mn></mml:mrow></mml:math></inline-formula> % confidence interval). The phase difference at this frequency is
<inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:mn mathvariant="normal">9.3</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5.0</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M50" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, indicating that at the diurnal scale the DA
simulation is approximately in phase with (i.e. not leading or lagging) the
observations. Similarly, at the diurnal scale the CPL_DA simulation has an
amplitude ratio of <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.77</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula> K and a phase difference of <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:mn mathvariant="normal">8.0</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">4.9</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M53" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.</p>
      <p id="d1e1576">At periods shorter than the semi-diurnal scale (i.e. at higher frequencies),
the average power for both DA and CPL_DA drop relative to observed at the CS
and PP buoys.<?pagebreak page678?> Additionally, a simulated quarter-daily (M4 tide) spectral peak
is not detected in the observations. This initial assessment demonstrates the
utility of cross-spectral analysis as a tool for assessing model performance
and for highlighting areas for required improved representation of high-frequency variability.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Seabed temperature (SBT)</title>
      <p id="d1e1587">A collection of observing sites in the German Bight provide a rare source of
in situ subsurface temperature observations (Fig. 3a). Figure 7
compares observed seabed temperature (SBT) at the UFSDB (UFS Deutsche Bucht) buoy location with
simulations during 2017. Summary statistics for all sites in the region are
listed in Table 4 for comparison. In general, results for CPL_DA and DA are
very similar, with wave coupling leading to a small degradation in RMSD and
MD<?pagebreak page679?> metrics at all sites other than UFSDB. Given that the German Bight is a
well-mixed region of the NWS, the consistency between SST and SBT impacts
should be expected. For much of the year, SBT simulations at UFSDB for DA and
CPL_DA are in good agreement with observations (correlation coefficient 0.98
for 2017). However, both clearly warm too quickly relative to observed from mid-May, perhaps due to stronger mixing than observed in NEMO, and remain
biased warm until early August (noting observations are unavailable from this
time until mid-September). In contrast, SST results at this location (not
shown) are much more consistent with observations throughout the year (MD of
<inline-formula><mml:math id="M54" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.03 K; Table 4). It is notable that the rate of springtime seabed
warming is slightly reduced in CPL_DA compared to CPL, and an observed sharp
increase in SBT in mid-June is also much better captured with wave coupling.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e1599"><bold>(a)</bold> Time series of simulated seabed temperature (SBT)
during 2017 from DA and CPL_DA simulations and observed values in the German
Bight (buoy UFSDB). Summary MD and RMSD statistics are listed for each run.
<bold>(b)</bold> Computed power spectra for observed, DA and CPL_DA simulated SBT. Filled
circles highlight the amplitude of the peak power for each time series.
Vertical dotted lines mark diurnal, semi-diurnal, and quarter-diurnal
frequencies.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f07.png"/>

        </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4" specific-use="star"><?xmltex \currentcnt{4}?><label>Table 4</label><caption><p id="d1e1616">Summary statistics comparing DA and CPL_DA results for sea
surface temperature (SST) and seabed temperature (SBT) with co-located
observations during 2017 at sites in the German Bight (starred symbols in
Fig. 3a).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="11">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right" colsep="1"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:colspec colnum="9" colname="col9" align="right"/>
     <oasis:colspec colnum="10" colname="col10" align="right"/>
     <oasis:colspec colnum="11" colname="col11" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" namest="col2" nameend="col6" align="center" colsep="1">Mean difference (MD) (Model minus Obs.) </oasis:entry>
         <oasis:entry rowsep="1" namest="col7" nameend="col11" align="center">RMSD </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">FINO1</oasis:entry>
         <oasis:entry colname="col3">FINO3</oasis:entry>
         <oasis:entry colname="col4">NsbII</oasis:entry>
         <oasis:entry colname="col5">TWEMS</oasis:entry>
         <oasis:entry colname="col6">UFSDB</oasis:entry>
         <oasis:entry colname="col7">FINO1</oasis:entry>
         <oasis:entry colname="col8">FINO3</oasis:entry>
         <oasis:entry colname="col9">NsbII</oasis:entry>
         <oasis:entry colname="col10">TWEMS</oasis:entry>
         <oasis:entry colname="col11">UFSDB</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col11">SST (K) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">DA</oasis:entry>
         <oasis:entry colname="col2">0.06</oasis:entry>
         <oasis:entry colname="col3">0.04</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M55" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.12</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M56" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.02</oasis:entry>
         <oasis:entry colname="col6"><inline-formula><mml:math id="M57" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.01</oasis:entry>
         <oasis:entry colname="col7">0.21</oasis:entry>
         <oasis:entry colname="col8">0.37</oasis:entry>
         <oasis:entry colname="col9">0.24</oasis:entry>
         <oasis:entry colname="col10">0.25</oasis:entry>
         <oasis:entry colname="col11">0.48</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">CPL_DA</oasis:entry>
         <oasis:entry colname="col2">0.03</oasis:entry>
         <oasis:entry colname="col3">0.02</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M58" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.12</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M59" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.02</oasis:entry>
         <oasis:entry colname="col6"><inline-formula><mml:math id="M60" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.03</oasis:entry>
         <oasis:entry colname="col7">0.23</oasis:entry>
         <oasis:entry colname="col8">0.39</oasis:entry>
         <oasis:entry colname="col9">0.24</oasis:entry>
         <oasis:entry colname="col10">0.25</oasis:entry>
         <oasis:entry colname="col11">0.49</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col11">SBT (K) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">DA</oasis:entry>
         <oasis:entry colname="col2">0.03</oasis:entry>
         <oasis:entry colname="col3">0.24</oasis:entry>
         <oasis:entry colname="col4">0.14</oasis:entry>
         <oasis:entry colname="col5">0.00</oasis:entry>
         <oasis:entry colname="col6">0.33</oasis:entry>
         <oasis:entry colname="col7">0.20</oasis:entry>
         <oasis:entry colname="col8">0.59</oasis:entry>
         <oasis:entry colname="col9">0.47</oasis:entry>
         <oasis:entry colname="col10">0.16</oasis:entry>
         <oasis:entry colname="col11">0.75</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CPL_DA</oasis:entry>
         <oasis:entry colname="col2">0.06</oasis:entry>
         <oasis:entry colname="col3">0.27</oasis:entry>
         <oasis:entry colname="col4">0.20</oasis:entry>
         <oasis:entry colname="col5">0.02</oasis:entry>
         <oasis:entry colname="col6">0.30</oasis:entry>
         <oasis:entry colname="col7">0.22</oasis:entry>
         <oasis:entry colname="col8">0.67</oasis:entry>
         <oasis:entry colname="col9">0.55</oasis:entry>
         <oasis:entry colname="col10">0.17</oasis:entry>
         <oasis:entry colname="col11">0.67</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1899">Power spectra of SBT at UFSDB (Fig. 7b) highlight the overall consistency
between CPL_DA and DA, although the spectral peak at semi-diurnal frequency
is slightly more pronounced for CPL_DA. Both simulations generally
underestimate the amplitude of variability relative to observations at most
frequencies.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Mixed layer depth (MLD) and temperature profiles</title>
      <p id="d1e1910">To better characterise and understand the impact of wave coupling in the NWS,
the evolution of model temperature profiles during 2017 is considered.
Figure 8 shows an example of temperature differences due to wave coupling
through the shallow NWS depth at a location in the central North Sea
(labelled “NS” in Fig. 3a). Results are compared both with and without
ocean assimilation, and temperature profiles are averaged daily and across a
<inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:mn mathvariant="normal">5</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> collection of nearby grid cells. Also plotted in Fig. 8 are time
series of the ocean-model-diagnosed mixed layer depth (MLD), using the
density-based definition of Kara et al. (2000). The annual variation in MLD
illustrates that the selected location is seasonally stratified – well mixed
during winter and transitioning to being stratified below a shallow mixed
layer during summer (e.g. Huthnance et al., 2009).</p>
      <p id="d1e1925">In summer there is a clear dipole in the structure of temperature differences
with relative cooling due to waves through the shallow mixed layer and
warming at depth (Fig. 8b, c). The intervening layer within 10 m below the
MLD shows large temperature differences (&gt; 1 K). This structure
is consistent with a mechanism of enhanced mixing due to a net input of
momentum from surface waves (Fig. 1b, e), deepening the MLD, thickening the
pycnocline, and encouraging mixing of warmer near-surface water further from
the surface. A deepening MLD in summer also implies that surface heating is
warming a larger volume of water with wave coupling, thereby leading to a
relatively cooler mixed layer and SST (Fig. 3). The model-diagnosed MLD is
typically deepened by a few metres between simulations with and without wave
coupling in summer. However, differences of up to 10 m (for a MLD which is
typically of the order of 20–30 m deep in summer) can be seen for isolated
periods of time and specifically during the autumn transition back to a
well-mixed state.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e1930">Evolution of daily mean temperature profiles through 2017
at a central North Sea location (see Fig. 3a). Temperature differences due to
wave coupling are shown in <bold>(b)</bold> between CPL_DA and DA and in <bold>(c)</bold> for CPL_FR
and FR. The lines plotted show MLD for simulations without wave coupling in
black and with wave coupling in green.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f08.png"/>

        </fig>

      <p id="d1e1946">Although the AMM15 ocean assimilation scheme has introduced assimilation of
temperature profiles, very few are located in the seasonally stratified
regions of the NWS (e.g. Fig. 3 of King et al., 2018) and none were available
during the 2016–2017 experiment period. It is therefore not surprising that
assimilation of SST limits the region of temperature differences due to wave
coupling to the mixed layers in Fig. 8b. The impact of wave coupling on the
temperature structure at and below the MLD is therefore consistent between
the experiments with and without assimilation.</p>
      <p id="d1e1949">The spatial patterns of seasonal MLD differences due to wave coupling across
the NWS (Fig. 9) are most consistent with the pattern of SST differences
between CPL_FR and FR (Fig. 3e–h). This result also highlights that the MLD
variability on the NWS is mostly temperature driven. The relative deepening
by approximately 10 m due to wave coupling through the autumn transition in Fig. 8
is particularly pronounced and widespread throughout the Celtic Sea and along
the full extent of the shelf break between Bay of Biscay to the south to
Shetland Islands in the north.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><?xmltex \currentcnt{9}?><label>Figure 9</label><caption><p id="d1e1954">Seasonal mean differences in simulated mixed layer depth
(MLD) in CPL_DA relative to DA during 2017.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f09.jpg"/>

        </fig>

      <p id="d1e1963">The MASSMO4 glider campaign (e.g. Palmer et al., 2018) during spring and
summer 2017 provides an independent source of high vertical resolution data
against which to assess the simulated MLD results. A glider followed a
westward trajectory in the North Atlantic as plotted in Fig. 10a between
21 May and 6 June 2017, crossing the shelf break on 31 May 2017. This time of
year coincides with a shallowing mixed layer in seasonally stratified areas
of the NWS (e.g. Fig. 8). Figure 10a shows the simulated MLD in the region on
1 June 2016 of about 40 m on the shelf. Figure 10b compares the MLD
recalculated from model and observation temperature and salinity data, based
on Kara et al. (2000) from vertical profiles measured by the glider. There is
considerable variability in MLD during the observed period, which is captured
relatively well by all simulations (RMSD of about 9 m). On average, the
uncoupled FR and DA results are biased too shallow (by 2.9 m for FR and
2.2 m for DA) while the deepening due to wave coupling results in a smaller
MLD difference, although now biased deep (by 0.9 m for CPL_FR and 1.7 m
for CPL_DA). Periods when coupled MLD values were deeper than observations
occur during late May, when the glider was located on the NWS. In June, when
the glider was off-shelf and simulation errors are increased, the impact of
wave coupling leads to clearer improvement relative to uncoupled simulations.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10" specific-use="star"><?xmltex \currentcnt{10}?><label>Figure 10</label><caption><p id="d1e1968"><bold>(a)</bold> Daily mean MLD on 1 June 2017 simulated by FR for a
section of the model domain to the north of Scotland. Contours mark the model
bathymetry in 50 m intervals and the thick black line marks the glider
trajectory. <bold>(b)</bold> MLD calculated from observed and model profiles following the
glider trajectory over the observation period. Grey shading indicates the
mixed layer according to glider observations.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f10.png"/>

        </fig>

      <p id="d1e1983">This analysis has demonstrated an annually varying cycle in the impact of
wave coupling on ocean temperatures on the NWS, associated with a deepening
of the mixed layer through enhanced mixing. It is encouraging that the
quantitative agreement between model results and observations is not
degraded considerably, and improves in some respects. In practice, the ocean
model physics (e.g. turbulence and<?pagebreak page680?> radiation schemes) and assimilation
options are developed to provide forecast systems which best match the
available observations. To date, these have been developed in a forced-mode
ocean-only context. Having established an effective baseline wave-coupled
configuration for the NWS, it is clear that further improvements can be
realised through revisiting parameter choices within these schemes.</p>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>Salinity</title>
      <p id="d1e1994">The impact of wave coupling on the NWS sea surface salinity (SSS) during 2017
is summarised by the mean differences between CPL_DA and DA in Fig. 11a. To
first-order approximation these results are independent of whether ocean data assimilation
was active, so CPL_FR and FR results are omitted. There is also no clear
variation in the impact of waves across the different seasons.</p>
      <p id="d1e1997">As expected, the greatest sensitivity of salinity to wave coupling is
focused on areas where river freshwater mixes into the ocean. The net
tendency is for increased SSS across NWS in all seasons of up to 1 psu
along the Bay of Biscay and German Bight coasts, but more typically less than
0.3 psu across the North Sea, English Channel, and some western UK coastal
areas. This suggests that the effect of river freshening is diminished,
perhaps through a combination of enhanced vertical mixing or lateral
advection. By contrast, wave coupling leads to reduced SSS at the outflow
from the Bristol Channel and northward through the Irish Sea.</p>
      <p id="d1e2000">Schloen et al. (2017) studied the impact of wave coupling on salinity in the
southern North Sea in detail using ocean and wave models with unstructured
grids based on a month-long simulation, and described how wave-induced
transport of salt led to changes in the horizontal salinity distribution in
the vicinity of the German Wadden Sea islands. There is remarkably strong
agreement between Fig. 11b and the results of Schloen et al. (2017; Fig. 10a)
in the distribution of fresher and saltier surface water due to wave coupling
over a broader area along the Dutch and German coasts. Both this study and
their results show saltier water north and<?pagebreak page681?> southward of the Wadden Sea
islands (fed from the river Ems), and larger increases in salinity along the
Danish coast focused near the outflow of the Elbe. Immediately to the west,
a dipole of salinity differences occurs at the outflow from the Weser, which
leads to relatively fresher water propagating further off-shore into the North
Sea. Finally, the impact of wave coupling in a relatively constrained area
near the Rhine outflow towards the south in Fig. 11b is characterised by a
relative freshening, again in good agreement with Schloen et al. (2017).
Apart from some near-coastal differences along eastern England, the
distribution of mean seabed salinity (SBS) differences (Fig. 11c) in the
region is highly consistent with the SSS results. This implies that
wave-induced changes to horizontal rather than vertical mixing processes are
dominant. Summary statistics comparing model simulations during 2017 with
observed SSS and SBS are listed in Table 5.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11" specific-use="star"><?xmltex \currentcnt{11}?><label>Figure 11</label><caption><p id="d1e2006"><bold>(a)</bold> Annual mean differences in simulated sea surface
salinity (SSS) in CPL_DA relative to DA during 2017. <bold>(b)</bold> Zoom of annual
mean SSS differences across the southern North Sea; and <bold>(c)</bold> differences in
annual mean seabed salinity (SBS) in this region. The location of observing
sites in the German Bight referenced in the text are shown (see also
Fig. 3a).</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f11.png"/>

        </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T5" specific-use="star"><?xmltex \currentcnt{5}?><label>Table 5</label><caption><p id="d1e2026">Summary statistics comparing DA and CPL_DA results for sea
surface salinity (SSS) and seabed salinity (SBS) with co-located
observations during 2017 at sites in the German Bight (starred symbols in
Figs. 3a and  11b, c).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="11">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right" colsep="1"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:colspec colnum="9" colname="col9" align="right"/>
     <oasis:colspec colnum="10" colname="col10" align="right"/>
     <oasis:colspec colnum="11" colname="col11" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" namest="col2" nameend="col6" align="center" colsep="1">MD (Model minus Observation) </oasis:entry>
         <oasis:entry rowsep="1" namest="col7" nameend="col11" align="center">RMSD </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">FINO1</oasis:entry>
         <oasis:entry colname="col3">FINO3</oasis:entry>
         <oasis:entry colname="col4">NsbII</oasis:entry>
         <oasis:entry colname="col5">TWEMS</oasis:entry>
         <oasis:entry colname="col6">UFSDB</oasis:entry>
         <oasis:entry colname="col7">FINO1</oasis:entry>
         <oasis:entry colname="col8">FINO3</oasis:entry>
         <oasis:entry colname="col9">NsbII</oasis:entry>
         <oasis:entry colname="col10">TWEMS</oasis:entry>
         <oasis:entry colname="col11">UFSDB</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col11">Sea surface salinity (psu) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">DA</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M62" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.94</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M63" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.48</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M64" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.03</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M65" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.29</oasis:entry>
         <oasis:entry colname="col6"><inline-formula><mml:math id="M66" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.87</oasis:entry>
         <oasis:entry colname="col7">0.99</oasis:entry>
         <oasis:entry colname="col8">0.73</oasis:entry>
         <oasis:entry colname="col9">0.21</oasis:entry>
         <oasis:entry colname="col10">0.50</oasis:entry>
         <oasis:entry colname="col11">1.06</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">CPL_DA</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M67" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.68</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M68" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.52</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M69" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.10</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M70" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.21</oasis:entry>
         <oasis:entry colname="col6"><inline-formula><mml:math id="M71" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.11</oasis:entry>
         <oasis:entry colname="col7">0.81</oasis:entry>
         <oasis:entry colname="col8">0.74</oasis:entry>
         <oasis:entry colname="col9">0.26</oasis:entry>
         <oasis:entry colname="col10">0.44</oasis:entry>
         <oasis:entry colname="col11">1.27</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col11">Seabed salinity (psu) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">DA</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M72" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.92</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M73" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.38</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M74" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.03</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M75" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.26</oasis:entry>
         <oasis:entry colname="col6"><inline-formula><mml:math id="M76" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.90</oasis:entry>
         <oasis:entry colname="col7">0.98</oasis:entry>
         <oasis:entry colname="col8">0.62</oasis:entry>
         <oasis:entry colname="col9">0.16</oasis:entry>
         <oasis:entry colname="col10">0.43</oasis:entry>
         <oasis:entry colname="col11">1.02</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CPL_DA</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M77" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.51</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M78" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.40</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M79" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.06</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M80" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.19</oasis:entry>
         <oasis:entry colname="col6"><inline-formula><mml:math id="M81" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.99</oasis:entry>
         <oasis:entry colname="col7">0.67</oasis:entry>
         <oasis:entry colname="col8">0.59</oasis:entry>
         <oasis:entry colname="col9">0.17</oasis:entry>
         <oasis:entry colname="col10">0.37</oasis:entry>
         <oasis:entry colname="col11">1.08</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e2392">Results in Table 5 reflect the larger sensitivity to wave effects for the
three locations closer to the coast, for which summary metrics for both SSS
and SBS are markedly improved with wave coupling at FINO1 (yellow star) and
TWEMS (dark blue), both located in the area of increased SSS, while results
are degraded at UFSDB in the region of freshening salinity (light blue;
Fig. 11).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12" specific-use="star"><?xmltex \currentcnt{12}?><label>Figure 12</label><caption><p id="d1e2397"><bold>(a, c)</bold> Time series of observed and simulated salinity at
<bold>(a)</bold>
sea surface (SSS) and <bold>(c)</bold> seabed (SBS) during 2017 from DA and CPL_DA
simulations with observed values in the German Bight (buoy UFSDB). <bold>(b, d)</bold>
Computed power spectra for observed, DA, and CPL_DA simulated SSS and SBS,
respectively. Filled circles highlight the amplitude of the peak power for
each time series. Vertical dotted lines mark diurnal, semi-diurnal, and
quarter-diurnal frequencies.</p></caption>
          <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f12.png"/>

        </fig>

      <p id="d1e2417">Figure 12 shows a comparison between CPL_DA and DA simulations with observed
SSS and SBS through 2017 at UFSDB. Both CPL_DA and DA are clearly too fresh
with substantial biases in SSS and SBS. This can be partly attributed to the
use of a climatological freshwater boundary condition in the operational
AMM15 configuration considered in this study. However, there is also a clear
impact of wave coupling on the salinity variability throughout 2017. CPL_DA
results show greater variability across the year at both levels, with good
correspondence to the observed variability which is not reflected in the
summary MD and RMSD metrics. This is demonstrated further by the agreement
between power spectra for the observed and simulated time series in Fig. 12b
and d. Both simulations reproduce the observed peak at the semi-diurnal M2
tidal frequency (12.42 h) well, with limited impact of wave coupling
evident. The results are also consistent at this site for higher frequencies,
with further spectral peaks in surface salinity corresponding to the M4 and
M6 tidal components. While these spectral peaks are maintained in the
salinity simulations at the seabed, they are not observed. This might
suggest that accounting for the effects of seabed–wave coupling in shallow
seas could lead to further improvement (e.g. Soulsby et al., 1995).
Alternatively, this difference in observations could be related to how
freshwater flux boundary conditions are distributed vertically in NEMO. There
is also a clear difference in the variance in CPL_DA and DA at periods
longer than daily, especially for SBS (Fig. 12d). CPL_DA shows improved
results compared to DA relative to the observed spectrum. This is consistent
with the more qualitative assessment of longer-term variability in Fig. 12c.</p>
      <?pagebreak page682?><p id="d1e2421">Results from the nearby TWEMS buoy, located on the edge of the region of
increased salinity in Fig. 11b (dark blue marker in Figs. 3a and 11), are
shown in Fig. 13. The increased salinity at TWEMS reduces the negative bias
against observations. Power spectra from the 2017 results in Fig. 13b and d
highlight a much greater amplitude of the salinity semi-diurnal cycle at both
the surface and seabed in the DA simulation than in observations, which is
improved for CPL_DA results. Focusing on the time series of SSS and SBS
during January 2017 only (Fig. 13a and c) demonstrates a remarkable
improvement of the agreement between observed and simulated salinity at both
the surface and seabed with the inclusion of wave processes. This change of
amplitude suggests the influence of wave coupling in modulating wave–tide
interactions in the region (e.g. Lewis et al., 2019), but a more systematic
study is beyond the scope of the current work.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F13" specific-use="star"><?xmltex \currentcnt{13}?><label>Figure 13</label><caption><p id="d1e2426"><bold>(a, c)</bold> Time series of observed and simulated salinity at <bold>(a)</bold> sea surface (SSS) and <bold>(c)</bold> seabed (SBS) during January 2017 from DA and
CPL_DA simulations with observed values in the German Bight (buoy UFSDB).
<bold>(b, d)</bold> Computed power spectra for observed, DA, and CPL_DA simulated SSS, and
SBS during all of 2017. Filled circles highlight the amplitude
of the peak power for each time series. Vertical dotted lines mark diurnal,
semi-diurnal, and quarter-diurnal frequencies.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f13.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS5">
  <label>4.5</label><title>Sea surface height (SSH)</title>
      <p id="d1e2455">The summary statistics presented in Sect. 3 indicate that the net impact of
wave processes on sea surface height (SSH) is negligible in terms of
long-term statistics for the simulated sea level anomaly (SLA) in comparison
with satellite altimeter observations. The spatial distribution of RMSD for
each experiment (not shown) indicates generally neutral changes across much of
the NWS but improvements of approximately 10 % across the North Sea with wave
coupling.</p>
      <p id="d1e2458">Of more relevance for natural hazard prediction are the extremes of simulated
SSH, given the requirement of accurate SSH simulation for warnings of coastal
storm surge and inundation. Figure 14 therefore shows the distribution of the
largest positive and negative SSH differences between CPL_DA and DA during
winter 2016/2017, noting these differences are independent of whether ocean
data assimilation was active or not. Greatest variability occurs during
winter and autumn seasons, focused around coastlines as might be expected.
Instantaneous SSH reductions of up to 10 cm can<?pagebreak page683?> be found due to wave
coupling on the NWS. However, on the western and eastern UK and southern North
Sea coastlines, known to be susceptible to storm surges and coastal flooding
(e.g. Wolf, 2008), more substantial increases in SSH of over 25 cm are
simulated with wave coupling. This result is consistent with the conclusions
of Staneva et al. (2017). Impacts along the Bay of Biscay coastline are constrained
to areas very close to the coast, in agreement with Bertin et al. (2015).</p>
      <p id="d1e2461">SSH is a combination of the long-term mean sea level, diurnally varying tide,
and additional residuals, mostly driven by meteorological variability as
illustrated through storm surges. In order to provide a more quantitative
assessment of<?pagebreak page684?> forecast skill against in situ tide gauge observations around
the UK coast, a Doodson <inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> low-pass filter is applied to co-located
observed and simulated SSH (e.g. Pugh, 1987; Consoli et al., 2004) within
each 3-month season. The mean sea level for each simulation or observation
site is first removed by computing a long-term mean for each time series.
This is beneficial in that any offset errors or drifts between observed and
model chart datums and variations across different gauge locations are
implicitly removed from the analysis. The low-pass filter then attempts to
remove the main tidal variations. The filtered value at each output time,
<inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi mathvariant="normal">F</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula>, is computed separately for each observation
and simulated time series from hourly values, <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula>, based on
Eq. (1) with <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:mi>M</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">19</mml:mn></mml:mrow></mml:math></inline-formula> samples as
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M86" display="block"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi mathvariant="normal">F</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>F</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mi>X</mml:mi><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced><mml:mo>+</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>m</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>M</mml:mi></mml:munderover><mml:msub><mml:mi>F</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mfenced open="[" close="]"><mml:mrow><mml:mi>X</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi>t</mml:mi><mml:mo>+</mml:mo><mml:mi>m</mml:mi></mml:mrow></mml:mfenced><mml:mo>+</mml:mo><mml:mi>X</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mi>m</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          <?xmltex \hack{\newpage}?><?xmltex \hack{\noindent}?>The filter, <inline-formula><mml:math id="M87" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, provides a weighted average with 30 weights as
listed by Consoli et al. (2004).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F14" specific-use="star"><?xmltex \currentcnt{14}?><label>Figure 14</label><caption><p id="d1e2605">Difference in <bold>(a)</bold> mean SSH (CPL_DA <inline-formula><mml:math id="M88" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula> DA) due to wave
coupling between experiments with data assimilation, calculated as a 3-month
seasonal mean for winter 2017, and <bold>(b)</bold> minimum instantaneous difference, <bold>(c)</bold>
maximum instantaneous difference in SSH between simulations at each grid
point during the 3-month period.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f14.png"/>

        </fig>

      <p id="d1e2630">Figure 15a shows a typical example of filtered SSH observed and simulated at
Sheerness on the south-east coast of England (marked “Sh” in Fig. 3a)
during winter 2016/2017. Similar results are found for other coastal tide
gauge comparisons and times of year. Unlike when considering the total SSH,
for which the variability is dominated by tidal energy, there is a clear
difference between CPL_DA and DA results for the subtidal (or low-pass
filtered) part of the signals (Fig. 15a). In particular, the CPL_DA (and
CPL, not shown) simulations give improved agreement with the filtered tide
gauge observations when they exceeded 0.4 m on several occasions between
late December and mid-January 2018. The peak observed and CPL_DA simulated
values above 0.6 m occurred during a period when storm surge warnings were
issued for south-eastern England due to coincidence with high tides. In
addition to better capturing periods of maximum positive filtered SSH,
Fig. 15a shows improved<?pagebreak page685?> agreement with largest negative SSH during early
February 2017. All observed and simulated filtered SSH at Sheerness during
2017 are compared in Fig. 15b, applying separate Doodson filter calculations
for each 3-month season. Due to the filtering methodology, the summary RMSD
statistics are small (and bias zero by definition), but the CPL_DA results
indicate a reduced RMSD and increased correlation coefficients relative to DA
results. Most critical, it is clear that the positive and negative tails of
the filtered SSH distributions are better captured with wave coupling.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F15" specific-use="star"><?xmltex \currentcnt{15}?><label>Figure 15</label><caption><p id="d1e2635"><bold>(a)</bold> Time series of Doodson-filtered SSH for observations
and simulation at Sheerness tidal buoy during winter 2016/2017. <bold>(b)</bold> Scatter
plots comparing hourly simulated filtered SSH during all of 2017 from DA and
CPL_DA simulations with observed values at Sheerness (marked “Sh” in
Fig. 3a). Summary <inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> correlation coefficient, RMSD
and MD (Model minus Observation) statistics are listed for each model run.
Shading reflects the number of points within data bins.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f15.png"/>

        </fig>

      <p id="d1e2660">Figure 16 summarises the relative improvement in RMSD between CPL_DA and DA
for each season at all UK coastal tide gauge sites. This shows substantially
improved statistics at all locations, particularly during periods of highest
SSH residual in winter 2016/2017 and autumn 2017 and focused in regions most
susceptible to storm surges around north-western and eastern UK coastlines.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F16" specific-use="star"><?xmltex \currentcnt{16}?><label>Figure 16</label><caption><p id="d1e2665">Percentage change in RMSD for Doodson-filtered SSH results
from CPL_DA and DA, comparing all simulated data during 2017 with filtered
in situ tide gauge observations around UK coasts. Positive
differences (purple shading) indicate a relative degradation of performance
with wave coupling, negative differences (green shading) indicate relative
improvement.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f16.png"/>

        </fig>

      <p id="d1e2675">In summary, these results briefly highlight that inclusion of wave–ocean
feedbacks in the operational NWS forecast system is expected to improve
coastal SSH simulations, in particular by enhancing the simulated extreme
values driven by positive and negative storm surges. This initial assessment
also enhances the prospect for longer-term evolution towards the use of
regional coupled systems for both operational ocean and storm surge
prediction, converging with existing ensemble-forced barotropic ocean
modelling approaches, as part of more integrated natural hazard prediction
capabilities (e.g. O'Neill and Saulter, 2017).</p>
</sec>
<sec id="Ch1.S4.SS6">
  <label>4.6</label><title>Ocean currents</title>
      <p id="d1e2686">The mean change in surface currents on the NWS due to wave coupling is small
(Fig. 17). The impact of waves is found to be consistent across different
seasons and independent of whether ocean assimilation was active. Figure 17
focuses on the impact of wave coupling during October 2019, a period
coincident with acoustic Doppler current profiler (ADCP) observations at the
FINO1 and FINO3 locations in the German Bight (Fig. 3a). This highlights a
tendency for increased current speeds in the central and northern North Sea,
and reduced to the west of the NWS in the southern North Sea and English
Channel. This distribution is more consistent with Stokes drift speed
computed from the wave model (Fig. 1c and f) than the net momentum storage
and release by waves. Figure 17b shows a complex response to wave coupling
but with large areas of enhanced wave-induced currents at coastlines,
although the net impact is small when averaged over longer periods.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F17" specific-use="star"><?xmltex \currentcnt{17}?><label>Figure 17</label><caption><p id="d1e2691"><bold>(a)</bold> Zoom of monthly mean differences in simulated
surface current speed in CPL_DA relative to DA during October 2016 across
the southern North Sea. <bold>(b)</bold> Monthly mean profiles of observed (black) and
simulated (red, blue) current speed at the FINO3 location (green star) valid
at 12:00 UTC each day during October 2016. Mean profiles are plotted with
symbols, and thick lines indicate 1 standard deviation range from mean
profiles. <bold>(c)</bold> Computed power spectra for observed, DA and CPL_DA simulated
current speed at 4 m depth during October 2016. Filled circles highlight the
amplitude of the peak power for each time series (note DA and CPL_DA maxima
are identical). Vertical dotted lines mark diurnal, semi-diurnal, and
quarter-diurnal frequencies.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://os.copernicus.org/articles/15/669/2019/os-15-669-2019-f17.png"/>

        </fig>

      <p id="d1e2708">A comparison of current profiles with ADCP observations at the FINO3 location
(green star in Fig. 17b and Fig. 3a) during October 2016 is shown in
Fig. 17c. Comparisons between observations and simulations are made using the
nearest grid cell value only (rather than a <inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mn mathvariant="normal">5</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> region mean) in
order to better capture extremes in a highly variable field. The FINO3 site
is located in a region of enhanced currents with wave coupling, which is
shown to have better agreement with observations of both the mean and
standard deviation through much of the profile. This enhancement is
consistent with previous results in the region described by Staneva et
al. (2016), who found increased currents during storm conditions. Simulated
current profile results at FINO1 (yellow star in Fig. 17b) show very little
impact of wave coupling during this period, consistent with the distribution
of surface changes in Fig. 17b.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Discussion and conclusions</title>
      <p id="d1e2733">Wave coupling has the potential to improve operational regional ocean
forecasts of the NWS, based on the initial implementation of representing
the impact of wave–ocean feedbacks focused on the momentum budget at the
ocean surface discussed in this paper.</p>
      <p id="d1e2736">The main impact of wave coupling, as applied in these experiments, is on the
temperature evolution of the NWS. Enhanced vertical mixing due to waves leads
to a relatively<?pagebreak page686?> warmer surface and well-mixed layers during winter. In
summer, wave-enhanced mixing deepens the summer MLD resulting in a relative
cooling of surface and upper ocean temperatures during periods of
stratification. This changes the shape of the summer temperature profile in
stratified regions of the NWS. The impacts of wave coupling are weaker for
areas that are well mixed throughout the year. It has proved instructive to
compare the relative impact of coupling for simulations with and without
ocean assimilation active. The impact of wave coupling on ocean temperatures
was consistent between CPL_FR and CPL_DA simulations below the mixed layer,
with both demonstrating deepening of the MLD. Ocean assimilation tends to
diminish the impact of coupling on temperatures within the MLD. This
situation suggests the potential for wave coupling to provide performance
improvements in future, but also presents a new challenge for system
development. It summary, it can be concluded that the initial condition
surface temperature is well constrained within the DA simulations, and this
is not markedly degraded with the addition of wave coupling in the first
implementation of the CPL_DA system.</p>
      <p id="d1e2739">It could be argued that the degradation of summary metrics for CPL_FR
relative to FR is indicative that the AMM15 ocean model configuration and
assimilation have been well optimised for running in an uncoupled mode given
the implicit assumptions introduced in its science parameters and model
parameterisations. By changing the characteristics of mixing in the system
through wave coupling, these optimisations will require revisiting. For
example, the mean warming on the NWS during winter may be compensated by the
tuning of the radiation scheme in the current operational system. King et
al. (2018) identified the need to increase the number of temperature profile
observations available for assimilation, which is supported by this analysis
and by the difference in wave coupling impact within and below the mixed
layer. Even given current observation volumes, further tuning of the
assimilation system will be required in the presence of wave coupling. For
example, work is in progress to compute adjusted model background error
covariances from the wave–ocean coupled system.</p>
      <p id="d1e2742">Further, a number of wave processes have been omitted for this initial
implementation – most notably the effect of<?pagebreak page687?> wave breaking on the surface
turbulent kinetic energy budget (e.g. Breivik et al., 2015) and the impact of
Langmuir turbulence (e.g. Cavaleri et al., 2012). For example, inclusion of bottom
friction effects (e.g. Soulsby et al., 1995) due to waves is another potential
future evolution that might enhance near-surface variability and improve
simulation of SBT and SBS. The effect of wave breaking is
implicit in the parameterisation of Craig and Banner (1994), used in the
current operational configuration. Adapting this approach would likely
require retuning of model parameters to continue to provide robust results.
The initial wave-coupled implementation described here now provides a
suitable benchmark against which to undertake this next development. Future
development and evaluation of ocean mixing parameterisations should also make
use of wave-coupled configurations.</p>
      <p id="d1e2746">The results presented in this study are therefore considered to represent a
worst-case rather than best-case implementation. The fact that the summary metrics
suggest a relatively neutral impact on SST with wave coupling is
encouraging.</p>
      <p id="d1e2749">Beyond SST impacts, it has been shown that wave coupling has a beneficial
impact on the simulation of surface and seabed salinity, SSH, and currents
when compared with observations. Given that these variables are less impacted
by the ocean assimilation also provides encouragement that the representation
of wave coupling is physically robust, and that further optimisations will
therefore be possible prior to implementation in operations. The impact of
wave coupling on salinity in the German Bight highlights the way that wave
coupling improves representation of near-coastal mixing and advection. By
applying a Doodson low-pass filter to simulated and observed SSH data, the
beneficial impact of representing wave coupled processes on capturing high
and low extremes of the water level anomaly around the UK coast has been
demonstrated. This result has particularly significant implications for the
future use of wave–ocean coupled systems for underpinning natural hazard
warning predictions related to storm surges and coastal inundation. Further
work to assess the impact of wave coupling over shorter timescales, for
example through a case study approach, would be of value to focus on
evaluation of finer-scale processes including the role of wave–tide
interactions. Finally, an initial assessment of (limited) available current
profiles suggests that improvements in current predictive skill are possible
with wave coupling, but is worthy of further investigation, for example
through comparison to high-frequency (HF) radar observations (e.g. Tonani et
al., 2019, this issue). In particular, the impact of Stokes drift effects
for the applications of ocean model data, such as tracer transports or
renewable energy resources, is of interest.</p>
      <p id="d1e2752">Although the results presented in this paper are encouraging, it is clear
that model coupling only is not a sufficient strategy for improving all
aspects of model performance. Rather, ongoing investment in research and
development balancing aspects of coupling, model physics, and assimilation
are all required in order to deliver improved information for operational
users of the system in the future.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e2759">The nature of the 4-D data generated in running the various ocean and wave model experiments at 1.5 km resolution requires a large tape storage facility. These data are of the order of tens of terabytes. However, the data can be made available upon contacting the authors. Each simulation namelist and input data are also archived under configuration management, and can be made available to researchers to promote collaboration upon contacting the authors.</p>
  </notes><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e2765">All authors contributed scientific evaluation and analysis of the results. Additional specific contributions are listed below. JMC developed the technical configurations used,<?pagebreak page688?> including the NEMO wave coupling codes, and supported running the simulations. RK developed the NEMO regional ocean assimilation system. AS developed the regional ocean wave configuration. ACP undertook the evaluation against glider observations. GW developed the spectral analysis tools and interpretation. JSt supported the development of the wave coupling algorithms assessed.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e2771">The authors declare that they have no conflict of
interest.</p>
  </notes><notes notes-type="sistatement"><title>Special issue statement</title>

      <p id="d1e2777">This article is part of the special issue “The Copernicus
Marine Environment Monitoring Service (CMEMS): scientific advances”. It is not associated with a conference.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e2783">This work originated from initial studies and technical developments
conducted under the Copernicus Marine Environment Monitoring Service (CMEMS)
evolution project on Ocean-Wave-Atmosphere Interactions in Regional Seas
(OWAIRS). CMEMS is implemented by Mercator Ocean in the framework of a
delegation agreement with the European Union.</p></ack><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e2788">This paper was edited by Angelique Melet and reviewed by
Stéphane Law-Chune and one anonymous referee.</p>
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    <!--<article-title-html>Can wave coupling improve operational regional ocean forecasts for the north-west European Shelf?</article-title-html>
<abstract-html><p>Operational ocean forecasts are typically produced
by modelling systems run using a forced mode approach. The evolution of the
ocean state is not directly influenced by surface waves, and the ocean
dynamics are driven by an external source of meteorological data which are
independent of the ocean state. Model coupling provides one approach to
increase the extent to which ocean forecast systems can represent the
interactions and feedbacks between ocean, waves, and the atmosphere seen in
nature. This paper demonstrates the impact of improving how the effect of
waves on the momentum exchange across the ocean–atmosphere interface is
represented through ocean–wave coupling on the performance of an operational
regional ocean prediction system. This study focuses on the eddy-resolving
(1.5&thinsp;km resolution) Atlantic Margin Model (AMM15) ocean model configuration
for the north-west European Shelf (NWS) region.</p><p>A series of 2-year duration forecast trials of the Copernicus Marine
Environment Monitoring Service (CMEMS) north-west European Shelf regional ocean
prediction system are analysed. The impact of including ocean–wave feedbacks
via dynamic coupling on the simulated ocean is discussed. The main
interactions included are the modification of surface stress by wave growth
and dissipation, Stokes–Coriolis forcing, and wave-height-dependent ocean
surface roughness. Given the relevance to operational forecasting, trials
with and without ocean data assimilation are considered.</p><p>Summary forecast metrics demonstrate that the ocean–wave coupled system is a
viable evolution for future operational implementation. When results are
considered in more depth, wave coupling was found to result in an annual
cycle of relatively warmer winter and cooler summer sea surface temperatures
for seasonally stratified regions of the NWS. This is driven by enhanced
mixing due to waves, and a deepening of the ocean mixed layer during summer.
The impact of wave coupling is shown to be reduced within the mixed layer
with assimilation of ocean observations. Evaluation of salinity and ocean
currents against profile measurements in the German Bight demonstrates
improved simulation with wave coupling relative to control simulations.
Further, evidence is provided of improvement to simulation of extremes of
sea surface height anomalies relative to coastal tide gauges.</p></abstract-html>
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