<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing with OASIS Tables v3.0 20080202//EN" "journalpub-oasis3.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" dtd-version="3.0"><?xmltex \makeatother\@nolinetrue\makeatletter?>
  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">OS</journal-id>
<journal-title-group>
<journal-title>Ocean Science</journal-title>
<abbrev-journal-title abbrev-type="publisher">OS</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Ocean Sci.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1812-0792</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/os-12-987-2016</article-id><title-group><article-title>Effects of lateral processes on the seasonal water stratification
of the Gulf of Finland: 3-D NEMO-based model study</article-title>
      </title-group><?xmltex \runningtitle{Effects of lateral processes on the seasonal water stratification}?><?xmltex \runningauthor{R.~E.~Vankevich et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff2">
          <name><surname>Vankevich</surname><given-names>Roman E.</given-names></name>
          <email>rvankevich@mail.ru</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Sofina</surname><given-names>Ekaterina V.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Eremina</surname><given-names>Tatiana E.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Ryabchenko</surname><given-names>Vladimir A.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Molchanov</surname><given-names>Mikhail S.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Isaev</surname><given-names>Alexey V.</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Russian State Hydrometeorological University,
Saint Petersburg, Russia</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>The St. Petersburg Branch of the P.P.Shirshov Institute of
Oceanology of the Russian Academy of Sciences, Saint Petersburg, Russia</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Roman E. Vankevich (rvankevich@mail.ru)</corresp></author-notes><pub-date><day>22</day><month>August</month><year>2016</year></pub-date>
      
      <volume>12</volume>
      <issue>4</issue>
      <fpage>987</fpage><lpage>1001</lpage>
      <history>
        <date date-type="received"><day>27</day><month>August</month><year>2015</year></date>
           <date date-type="rev-request"><day>12</day><month>October</month><year>2015</year></date>
           <date date-type="rev-recd"><day>10</day><month>July</month><year>2016</year></date>
           <date date-type="accepted"><day>12</day><month>July</month><year>2016</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://os.copernicus.org/articles/.html">This article is available from https://os.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://os.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://os.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>This paper aims to fill the gaps in knowledge of processes affecting the
seasonal water stratification in the Gulf of Finland (GOF). We used a
state-of-the-art modelling framework NEMO (Nucleus for European Modelling of
the Ocean) designed for oceanographic research, operational oceanography,
seasonal forecasting, and climate studies to build an eddy-resolving model of
the GOF. To evaluate the model skill and performance, two different solutions
were obtained on 0.5 km eddy-resolving and commonly used 2 km grids for a
1-year simulation. We also explore the efficacy of non-hydrostatic effect
(convection) parameterizations available in NEMO for coastal application. It
is found that the solutions resolving submesoscales have a more complex mixed
layer structure in the regions of the GOF directly affected by the
upwelling/downwelling and intrusions from the open Baltic Sea. Presented
model estimations of the upper mixed layer depth are in good agreement with
in situ CTD (BED) data. A number of model sensitivity tests to the vertical
mixing parameterization confirm the model's robustness. Further progress in
the submesoscale process simulation and understanding is apparently not
connected mainly with the finer resolution of the grids, but with the use of
non-hydrostatic models because of the failure of the hydrostatic approach at
submesoscale.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \hack{\allowdisplaybreaks}?><?xmltex \hack{\newpage}?>
<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>The Gulf of Finland (GOF) is a 400 km long and 48–135 km wide sub-basin of
the Baltic Sea with a mean depth of 37 m and complex bathymetry (see
Fig. 1). The large fresh-water input from the Neva River significantly affects
the stratification and forms the strong salinity gradient from east to west
and from north to south. Sea-surface salinity decreases from
5–6.5 ‰ in the western GOF to about 0–3 ‰ in the
easternmost part of the Gulf, where the role of the Neva River is most
pronounced (Alenius et al., 1998). In the western GOF, a quasi-permanent
halocline is located at a depth of 60–80 m. Salinity in that area can reach
values as high as 8–10 ‰ near the sea bed due to the advection of
saltier water masses from the Baltic Proper.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p>The bathymetry of the Baltic Sea. Red line – open boundary of the
model domain, yellow line – location of the meridional cross section for
Fig. 2.</p></caption>
        <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f01.png"/>

      </fig>

      <p>The vertical stratification in the GOF as well as in the Baltic Sea is
unusual (the thermocline and halocline are usually separated) with a
pronounced and relatively stable halocline, whereas the temperature is
largely controlled by the seasonal variability of the surface heat fluxes
(see, e.g., Hankimo, 1964). During the summer season the water column in the
deeper areas of the GOF consists of three layers – the upper mixed layer
(UML), the cold intermediate layer, and a saltier and slightly warmer
near-bottom layer (see Liblik and Lips, 2012), separated by two pycnoclines
– the thermocline at the depths of 10–20 m and the permanent halocline at
the depths of 60–70 m. A seasonal thermocline starts to develop in May. The
surface mixed layer reaches a maximum depth of 15–20 m by midsummer and an
erosion of the thermocline starts in late August due to wind mixing and
thermal convection. The bottom salinity also shows significant spatio-temporal
variability due to irregular saline water intrusions from the Baltic Proper,
as well as from changes in river runoff and the precipitation–evaporation
balance. There is no permanent halocline in the eastern GOF, where salinity
increases approximately linearly with depth (Nekrasov and Lebedeva, 2002;
Alenius et al., 2003).</p>
      <p>The simulations of the vertical stratification using three-dimensional (3-D) numerical models are
not so reliable yet (Myrberg et al., 2010). This study shows that the most
advanced 3-D circulation models are able to simulate the major features of
the hydro-physical fields of the GOF. For example, generally the hind-cast
temperatures differ from observations by less than 1–2 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C and the
mean error in salinity is less than 1 ‰. Most of the remaining
difficulties are connected with problems in adequately representing the
dynamics of the mixed layer. The loss of accuracy is most notable in the
simulation of the depth and the sharpness of the corresponding thermo- and
haloclines. Despite the application of sophisticated turbulent closure
schemes and different schemes for vertical mixing, none of the models,
analysed in Myrberg et al. (2010), were able to accurately simulate the
vertical profiles of temperature and salinity. The latest experiments with
turbulence parameterizations of the 3-D hydrodynamic model COHERENS presented in
Tuomi et al. (2013) show that the model still underestimates the thermocline
depth. Furthermore, the sensitivity of the modelled thermocline depth to the accuracy
of the meteorological forcing was studied by increasing the forcing wind
speed to better match the measured values of wind speed in the central GOF.
The sensitivity test showed that an increase in the wind speed only slightly
improved the performance of the turbulence parameterizations in modelling the
thermocline depth.</p>
      <p>However, a number of studies have reported important effects of the vertical
thermohaline structure on the characteristics and processes in the marine
ecosystems of the GOF, such as phytoplankton species composition (Rantajarvi
et al., 1998) and sub-surface maxima of phytoplankton biomass (Lips et al.,
2010), cyanobacteria blooms (Lips et al., 2008), distribution of pelagic
fish (Stepputtis et al., 2011), macrozoobenthos abundance (Laine et al.,
2007), and oxygen concentrations in the near-bottom layer (Maximov, 2006).</p>
      <p>In summary, prediction of the thermohaline structure is a
complex problem for the GOF. The spatial variability of the thermohaline
structure encompasses a wide range of physical processes at different scales,
some of which are still poorly understood (Soomere et al., 2008, 2009). For
example, we hypothesize that the local stratification depends very strongly
on the across-GOF movements of water masses and that submesoscale eddies
generated by baroclinic instability of fronts in the upper layers of the sea not only play
an important role in the heterogeneity of spatial distribution of parameters
(temperature, nutrients, phytoplankton), but also can contribute to
re-stratify the UML, as described in Gent and McWilliams (1990).</p>
      <p>In the ocean, submesoscales are scales of motion equal to or less than the
Rossby radius of deformation but large enough to be influenced by planetary
rotation (Thomas et al., 2007). Recent studies have shown that increasing the
horizontal resolution of the model up to 0.5 km (for the GOF Rossby radius
aprox. 2–4 km) enables models to resolve submesoscale eddies. As a result,
surface currents and temperatures show highly detailed patterns that
qualitatively match well with the expected features (Zhurbas et al., 2008;
Sokolov, 2013). However, there has not yet been any consideration of the influence of eddy
motions and across-Gulf movements of water masses on vertical
re-stratification of the UML of the GOF.</p>
      <p>The motivations behind this study are
<list list-type="bullet"><list-item><p>to provide an insight into the lateral advection processes in the GOF, with particular interest in estimating the contribution of lateral advection processes to the thermocline
variations;</p></list-item><list-item><p>to assess the impact of horizontal grid resolution on the representation of vertical
stratification.</p></list-item></list></p>
</sec>
<sec id="Ch1.S2">
  <title>Approach</title>
      <p>The traditional point of view is that the eddy diffusion dominates in the
horizontal direction and in the vertical direction mixing due to eddies is
limited, and small-scale processes such as turbulence provide the majority
of mixing. Based on this idea, most commonly a 1-D approach is used to set up
vertical mixing by tuning a turbulent scheme. The GOF, an enclosed
basin with complex bathymetry and strong stratification mixed layer dynamics,
can be strongly affected by lateral advective processes. To investigate this
phenomenon, we present a state-of-the art 3-D model of the GOF
with high vertical and two different horizontal resolutions. Shelf sea
modelling is characterized by a demand for many different configurations to
meet multiple science and user needs. NEMO (Nucleus for European Modelling of the Ocean) gives the capability to rapidly
configure shelf sea models using appropriate high resolutions and
parameterizations for the representation of coastal dynamics.</p>
<sec id="Ch1.S2.SS1">
  <title>General model set-up</title>
      <p>Our study is based on a 3-D thermo-hydrodynamic model build on the NEMO code
initially designed for the open ocean and adopted by our team for the GOF
(NEMO GOF). The NEMO is a 3-D hydrostatic, baroclinic primitive equation
model toolkit laid out horizontally on the Arakawa C-grid (Madec et al.,
1998; Madec, 2012). The NEMO is developing in a framework of a community of
European institutes and benefits from the recent scientific and technical
developments implemented in most ocean modelling platforms. The NEMO
implementation for the GOF uses the TVD (Madec et al., 1998) advection scheme
in the horizontal direction, the piecewise parabolic method (PPM) in the
vertical direction (Liu and Holt, 2010), the non-linear variable volume (VVL)
scheme for the free surface. In the horizontal plane, the model uses the
standard Jacobean formulation for the pressure gradient, the viscosity and
diffusivity formulation with a constant coefficient for momentum and tracer
diffusion. The horizontal viscosity and diffusivity operators are rotated to
be aligned with the density iso-surfaces to accurately reproduce density
flows.</p>
      <p>There are NEMO set-ups for the Baltic Sea that have been recently published by Hordoir et
al. (2013, 2015). The GOF set-up was developed in parallel to the Baltic Sea
model and aimed to introduce resolution able to resolve the submesoscale
processes in a horizontal direction and insure accurate representation of the
vertical structure by increasing the vertical resolution to 1 m. General
model set-up for the GOF shares most of the parameterization and schemes with
Baltic Sea model.</p>
      <p>In this paper, we used a gridded bathymetric data set with a resolution of
0.25 nm for the GOF (Andrejev, 2010). Choosing different grid resolutions of
the model is formally equivalent to the choice of an appropriate averaging
operator (low-pass filtering at the grid step) and an approach to estimate
the contribution of smaller scales to the general motion. To assess the
impact of submesoscale motion on the vertical stratification, two
configurations of NEMO GOF were generated by utilizing different horizontal
resolutions
and the same vertical resolution of 1 m. Both configurations have 94
vertical levels, but 1 min zonal and 2 min meridional resolution
(<inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 2 km) in a standard configuration and 0.25 min zonal and 0.5 min
meridional resolution (<inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 0.5 km) in a finer resolution configuration.
The parameters of configurations were kept as identical as possible. The main
exception is the coefficients of horizontal diffusivity and viscosity, which
were set to the minimum values guaranteeing numerical stability.</p>
      <p>Numerical experiments were started from rest and initialized with temperature
and salinity fields from the operational model of the Baltic Sea HIROMB
(Funkquist, 2001). The computational domain covers the entire GOF with the
open boundary set at 23<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>30<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula> E longitude (see Fig. 1), boundary
conditions also being taken from HIROMB. According to the inter-comparison of
several model results for the GOF (Myrberg et al., 2010), HIROMB was rated as
the best model for the western part of the GOF. The operational status of the
model gave us additional benefits. The model was forced by the
surface-forcing data set HIRLAM (<uri>http://hirlam.org</uri>) (using the CORE
bulk-forcing algorithm) and climatic rivers runoff (Stalnacke et al., 1999).
We used SMHI version of HIROMB with HIRLAM atmospheric fields included in
output files as a part of a standard operational product of SMHI. Temporal
resolution for the atmospheric forcing and boundary conditions is 1 h.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Parameterization of convective flows</title>
      <p>One of the possible mechanisms by which the lateral motion affects the
stratification is a shear-induced convection: situation in which heavy water
may be advected on top of lighter water. This mechanism has been observed,
e.g. in the bottom boundary layer of lakes (Lorke et al., 2005) and on the
continental shelf (Rippeth et al., 2001). Evidently, the shear-induced
convection can take place throughout the water column, for example, during
upwelling. In nature, convective processes quickly re-establish the static
stability of the water column (Umlauf, 2005). These processes have been
removed from the model via the hydrostatic assumption so they must be
parameterized.</p>
      <p>Convective mixing can be parameterized in NEMO by (1) a computationally
efficient solution “TKE (turbulent kinetic energy) scheme” in combination
with convective adjustment procedures (a non-penetrative convective
adjustment or an enhanced vertical diffusion) and (2) a physically more
accurate GLS (generic length scale) scheme.</p>
      <p>The TKE scheme is a turbulence closure scheme proposed by Bougeault and
Lacarrére (1989) originally developed in a model for the atmospheric
boundary layer. In the Mellor and Yamada (1974) hierarchy it is a 1.5-level
closure and consists of a prognostic closure for the TKE and an algebraic
formulation for the mixing length scale. The time evolution of TKE is the
result of the production of TKE through vertical shear, its suppression
through stratification, its vertical diffusion, and dissipation of the
Kolmogorov (1942) type:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msubsup><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced open="[" close="]"><mml:msup><mml:mfenced close=")" open="("><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>v</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mfenced><mml:mo>-</mml:mo><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi></mml:msub><mml:msup><mml:mi>N</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E1"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msub><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mo>∂</mml:mo><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close="]" open="["><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="italic">ε</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>e</mml:mi><mml:mfrac><mml:mn mathvariant="normal">3</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:msup></mml:mrow><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="italic">ε</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E2"><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub><mml:msqrt><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E3"><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">rt</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> is the local buoyancy frequency, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="italic">ε</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the dissipation and mixing length scales, <inline-formula><mml:math display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula> are
the horizontal velocity components, <inline-formula><mml:math display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> is the layer number, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> m
is the vertical scale factor, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">rt</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the Prandtl number and
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the vertical eddy viscosity and
diffusivity coefficients. The parameter <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is known as a
stability function and is defined as a constant in the TKE scheme. The
constants <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>0.1</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="italic">ε</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>0.7</mml:mn></mml:mrow></mml:math></inline-formula> are specified to
deal with vertical mixing at any depth (Gaspar et al., 1990). <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
is the eddy diffusivity coefficient for the TKE. In NEMO <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p>For computational efficiency, the original formulation of the turbulent
length scales proposed by Gaspar et al. (1990) has been simplified to the
following first-order approximation
            <disp-formula id="Ch1.E4" content-type="numbered"><mml:math display="block"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="italic">ε</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:msqrt><mml:mo>/</mml:mo><mml:mi>N</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          This simplification valid in a stable stratified region with constant values
of the buoyancy frequency has two major drawbacks: it makes no sense for
locally unstable stratification and the computation no longer uses all the
information contained in the vertical density profile. To overcome these
drawbacks, NEMO TKE scheme implementation adds an extra assumption concerning
the vertical gradient of the computed length scale. Therefore, the length scales are
first evaluated as in Eq. (4) and then bounded such that

                <disp-formula id="Ch1.E5" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msub><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced open="|" close="|"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>l</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mtext>with</mml:mtext><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>l</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="italic">ε</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          In order to impose the constraint of Eq. (5), NEMO introduces two additional
length scales: <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mtext>up</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mtext>dwn</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>. The length scales
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mtext>up</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mtext>dwn</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> are respectively the upward and downward
distances to which a fluid parcel is able to travel from current z-level k,
converting its TKE into the potential energy by working against the
stratification, and they can be evaluated as

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E6"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:msubsup><mml:mi>l</mml:mi><mml:mtext>up</mml:mtext><mml:mrow><mml:mfenced open="(" close=")"><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo movablelimits="false">min⁡</mml:mo><mml:mfenced open="(" close=")"><mml:msup><mml:mi>l</mml:mi><mml:mrow><mml:mfenced open="(" close=")"><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>l</mml:mi><mml:mtext>up</mml:mtext><mml:mrow><mml:mfenced open="(" close=")"><mml:mi>k</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mfenced></mml:mrow></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn><mml:mrow><mml:mfenced close=")" open="("><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msubsup></mml:mfenced><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mtext>from</mml:mtext><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mi>t</mml:mi><mml:mi>o</mml:mi><mml:mtext mathvariant="italic">nk </mml:mtext><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E7"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:msubsup><mml:mi>l</mml:mi><mml:mtext>dwn</mml:mtext><mml:mrow><mml:mfenced close=")" open="("><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo movablelimits="false">min⁡</mml:mo><mml:mfenced open="(" close=")"><mml:msup><mml:mi>l</mml:mi><mml:mrow><mml:mfenced close=")" open="("><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>l</mml:mi><mml:mtext>dwn</mml:mtext><mml:mrow><mml:mfenced open="(" close=")"><mml:mi>k</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mfenced></mml:mrow></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn><mml:mrow><mml:mfenced open="(" close=")"><mml:mi>k</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mfenced></mml:mrow></mml:msubsup></mml:mfenced><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mtext>from</mml:mtext><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mtext mathvariant="italic">nk</mml:mtext><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mtext>to</mml:mtext><mml:mn> 1</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <italic>nk</italic> is the number of levels in vertical and <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi>l</mml:mi><mml:mrow><mml:mo>(</mml:mo><mml:mi>k</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> is computed
using Eq. (4); i.e.
            <disp-formula id="Ch1.E8" content-type="numbered"><mml:math display="block"><mml:mrow><mml:msup><mml:mi>l</mml:mi><mml:mrow><mml:mfenced close=")" open="("><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msup><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mfenced open="(" close=")"><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msup></mml:mrow></mml:msqrt><mml:mo>/</mml:mo><mml:msup><mml:mi>N</mml:mi><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced open="(" close=")"><mml:mi>k</mml:mi></mml:mfenced></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          Finally,
            <disp-formula id="Ch1.E9" content-type="numbered"><mml:math display="block"><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="normal">k</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>l</mml:mi><mml:mi mathvariant="italic">ε</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo movablelimits="false">min⁡</mml:mo><mml:mfenced close=")" open="("><mml:msub><mml:mi>l</mml:mi><mml:mtext>up</mml:mtext></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>l</mml:mi><mml:mtext>dwn</mml:mtext></mml:msub></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          The GLS scheme is formally equivalent to the TKE scheme, except it uses (1)
a prognostic equation for the generic length scale <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula> and (2)
expressions for the complex stability functions instead constants. We used
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ε</mml:mi></mml:mrow></mml:math></inline-formula> turbulent closure scheme (Rodi, 1987) with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mo>=</mml:mo><mml:msubsup><mml:mi>C</mml:mi><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="italic">μ</mml:mi></mml:mrow><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup><mml:msup><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mi>l</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="italic">μ</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is a constant depending on
the choice of the stability function (Galperin et al., 1988; Kantha and
Clayson, 1994).</p>
      <p>This prognostic length scale is valid for convective situations and
arbitrarily increases diffusivity to represent convection (Umlauf and
Burchard, 2003, 2005):

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mfrac></mml:mstyle><mml:mfenced close="}" open="{"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="italic">ϕ</mml:mi></mml:msub><mml:msub><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close="]" open="["><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>v</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mfenced><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi></mml:msub><mml:msup><mml:mi>N</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mi mathvariant="italic">ε</mml:mi></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E10"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msub><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mo>∂</mml:mo><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close="]" open="["><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>e</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E11"><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="italic">μ</mml:mi></mml:msub><mml:msqrt><mml:mrow><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi>l</mml:mi></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E12"><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:msup><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:msub><mml:msqrt><mml:mrow><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi>l</mml:mi></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E13"><mml:mtd/><mml:mtd><mml:mrow><mml:mi mathvariant="italic">ε</mml:mi></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="italic">μ</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mi>l</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Here <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="italic">ϕ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are constants for the
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ε</mml:mi></mml:mrow></mml:math></inline-formula> turbulent closure scheme. They are equal 1.44, 1.92, 1.0,
1.3 respectively. <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="italic">μ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:msup><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> are calculated from the
stability function.</p>
      <p>As known, the equation fails in stably stratified flows, and for this reason
almost all authors apply a clipping of the length scale as an ad hoc remedy.
With this clipping, the maximum permissible length scale is determined by
            <disp-formula id="Ch1.E14" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mtable class="array" columnalign="left"><mml:mtr><mml:mtd><mml:mrow><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mover accent="true"><mml:mi>e</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:msqrt><mml:mo>/</mml:mo><mml:mi>N</mml:mi></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi>l</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>=</mml:mo><mml:mi>C</mml:mi></mml:mrow></mml:mtd></mml:mtr></mml:mtable><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          A value of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mtext>lim</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn>0.53</mml:mn></mml:mrow></mml:math></inline-formula> is often used (Galperin et al., 1988).
Umlauf and Burchard (2005) showed that the value of the clipping factor is of
crucial importance for the entrainment depth predicted in stably stratified
flows. Another value is 0.26, several authors have suggested limiting the
dissipative length-scale in the presence of stable stratification even down
to 0.07 (Holt and Umlauf, 2008).</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F2" specific-use="star"><caption><p>Meridional cross section of the GOF at 25.5<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E. Vertical
eddy diffusivity coefficient (shaded surface) overlaid by density isolines:
<bold>(a)</bold> constant vertical eddy viscosity/diffusivity coefficients set to
the 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, <bold>(b)</bold> convective
adjustment only (ED), <bold>(c)</bold> TKE, <bold>(d)</bold> TKE <inline-formula><mml:math display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> ED, <bold>(e)</bold>
GLS with a Galperin limit set to 0.53, <bold>(f)</bold> GLS with a Galperin limit set
to 0.26.</p></caption>
          <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f02.png"/>

        </fig>

      <p>In addition, convective mixing can be parameterized in NEMO by an enhancement
to the eddy viscosity and diffusivity (ED), if for <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mi mathvariant="italic">&lt;</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are locally set to the value of
100 m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.</p>
      <p>We performed comparative tests of above-listed convection parameterizations
to investigate their principal applicability for shear-induced convective
situations.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Numerical experiments</title>
      <p>The modelling period was chosen from 1 April to 31 August 2011 when pronounced
thermocline occurs. The thermocline starts its formation in early May when
the surface heating and turbulent mixing are dominant processes. Note that
year 2011 was characterized by strong upwelling events in the beginning and
in the end of the modelling period.</p>
      <p>In Sect. 3.1 the GLS, TKE, and ED mixing parameterizations are compared in a
series of sensitivity experiments. The choice of closure scheme and the
effects of a varying Galperin limit were investigated against MODIS
sea-surface temperature (SST) to get the best reproduction of SST pattern.</p>
      <p>In Sect. 3.2 we present results of the model runs compared with available CTD
(BED) data to study the performance of the chosen parameterizations to
represent the UML evolution. Also, the ability of the model to correctly
capture such features as fronts was tested against SST images for different
resolutions in beginning of August 2011 when there were cloud-free images.</p>
<sec id="Ch1.S3.SS1">
  <title>Sensitivity to vertical mixing parameterizations</title>
      <p>In this section we study closure schemes and enhanced diffusion
parameterization performance for convective situations caused by upwelling
near the Estonian coast starting on 12 May. Figure 2 shows a cross section of
the GOF for the density field (black isolines) overlaid by the vertical eddy
diffusivity coefficient (colour filled).</p>
      <p>Fragment A of Fig. 2 illustrates the mechanism instability formation. It is a
hypothetical solution obtained with constant eddy diffusivity coefficients
set to the minimum possible for this case, i.e. values of
10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>–10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, and ED switched off. All south–north
cross sections present the situation mainly formed by an upwelling event near
the Estonian coast (left side of the cross section). Due to the presence of
permanent density gradient from Estonian to the Finish coast and a strong offshore
current caused by upwelling, dense waters originated from the Estonian side
overlay fresher lighter water in the downwelling area near the Finish coast.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p>SST on 20 May 2011: <bold>(a)</bold> MODIS SST; <bold>(b)</bold> GLS with
a Galperin limit 0.53, and horizontal resolution 0.5 km; <bold>(c)</bold> GLS with
a Galperin limit 0.53 and horizontal resolution 2 km; <bold>(d)</bold> GLS with
a Galperin limit 0.26 and horizontal resolution 2 km; <bold>(e)</bold> TKE with
convective adjustment and horizontal resolution 2 km; <bold>(f)</bold> GLS with
a Galperin limit 0.07 and horizontal resolution 2 km.</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f03.png"/>

        </fig>

      <p>Fragment B illustrates the performance of the ED procedure setting the eddy
viscosity and diffusivity coefficients equal to 100 m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in the
areas of unstable stratification. According to this experiment, the maximum
depth of convection penetration is equal to 10 m in the centre of GOF and
reaches up to 25 m near the Finish coast.</p>
      <p>Fragment C illustrates the performance of solution with the TKE closure
scheme including previously described modifications introduced in NEMO. As
seen, the solution demonstrates high values of eddy diffusion coefficients in
the areas of unstable stratification. The depth of the mixed layer is not
limited by the convection penetration depth (see Fig. 2b) and formed as a
result of a joint action of current velocity shear, buoyancy, and TKE
diffusion and dissipation (see Eq. 1).</p>
      <p>Fragment D shows the combined effect of cases B and C. As seen from
comparison of Fig. 2d and c, the solution with the modified TKE scheme captures
most of the existing instabilities. ED (Fig. 2b) triggered only in some small
areas in the centre of the mixed layer and did not affect the actual mixing
depth.</p>
      <p>Fragments E and F present the performance of the solution with the GLS
closure scheme with Galperin limits of 0.53 and 0.26 respectively. A
solution with GLS parameterization with switched-off length-scale limitation
was also obtained but turned out to be practically equal to case E. UML
depth in these solutions is comparable to that in the cases C and D,
confirming the success of TKE modifications in NEMO.</p>
      <p>The above tests confirm that both TKE and GLS closure schemes used in NEMO
are able to catch the convection induced by upwelling. As seen in
Fig. 2, an instability of the vertical column initiates dramatic increase in
vertical diffusivity coefficients up to 0.04 m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> TKE (Fig. 2c
and d) or 0.036 m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> GLS (Fig. 2e and f) from the background
value set to 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. The TKE scheme forms a core with
stronger mixing in the area of downwelling but at the same time the UML depth
is comparable in both cases. Switched on ED does not modify the UML depth
predicted by turbulent closure schemes.</p>
      <p>Evaluation of the actual performance of presented alternative
parameterizations of convective processes is a complex task requiring high
spatial and temporal resolution of in situ data that is not available at the
moment. The SST derived from the satellite thermal
infrared imagery during cloud-free conditions provides significant
information for monitoring of the relevant key ocean structures, such as
fronts, eddies, and upwelling. At the same time, the SST fields can be used
as an indicator of vertical mixing processes. SST fields can be considered
as integral of subsurface dynamic, but, for example, we cannot directly estimate
a depth of the thermocline from them. Alternatively the comparison
of the modelled frontal structure at the sea surface and MODIS data during an
upwelling event (lifting water from under the UML) could indicate how well
the model reproduces stratification. As soon as we would get a realistic
stratification, the surface pattern of simulated SST will also be in
agreement with remotely observed SST.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>Averaged vertical profiles of temperature and salinity in western
<bold>(a, d)</bold>, central <bold>(b, e)</bold>, and eastern <bold>(c, f)</bold> parts
of the
GOF for the period 20 July–5 August 2011. Grey lines – CTD data with
standard deviation corridors, solid and dashed black lines – are modelled on grids
0.5 and 2 km.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f04.png"/>

        </fig>

      <p>Results of the comparison of modelled (various mixing parameterizations and
resolutions) and MODIS-derived SST are presented at Fig. 3. The model shows
that maximum upwelling development occurs on 14 May when the upwelling front
reaches the centre of the GOF and is characterized by a maximum temperature
difference across the front of up to 5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. Unfortunately, due to heavy
cloudiness, the satellite images captured only the relaxation phase of the
upwelling dated on 20 May.</p>
      <p>As seen, the model performs better if the GLS scheme is used and the value of
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mtext>lim</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is 0.53 (Galperin's value). The stronger length-scale
limitation leads to underestimation of mixing and increased SST values
compared to MODIS data. On the other hand, the solution obtained with TKE
scheme underestimates mixing; nevertheless, it is not too far from the
observations. The best performance takes place at the higher resolution and
GLS scheme used when the solution is in a good agreement with the MODIS SST
(Fig. 3b). Based on presented sensitivity tests, the GLS mixing scheme was
chosen and the length scale limiting was fixed as <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mtext>lim</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn>0.53</mml:mn></mml:mrow></mml:math></inline-formula>.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>General model performance</title>
      <p>To evaluate the general model performance, we used in situ data for
temperature and salinity obtained during the Russian State
Hydrometeorological University expedition dated from 20 July 2011 to
5 August 2011. The comparison of model and data has been performed for the
last decade in July just before the UML starts to degrade due to heating and
wind conditions (Fig. 4). CTD data were grouped into three sets of profiles
representing western (23.5–26 longitude, 10 profiles), central (26–28.2
longitude, 12 profiles) and eastern (28.2–30 longitude, 12 profiles) parts
of the GOF. According to the presented (Fig. 4) averaged CTD profiles (black
curves), the UML is much deeper in the western part of the GOF and
considerably shallower and sharper in the central and eastern parts. This UML
behaviour, typical for the GOF, was captured quite well by all the model
realizations (coloured curves). Standard deviation of CTD data given as error
bars presents the variability range of in situ data. All presented solutions
with different parameterizations are in good agreement with the data in terms
of the UML depth, whereas the fine spatial resolution slightly better
represents the nature in the western part of GOF. In the eastern part of the
GOF strongly influenced by the Neva outflow the modelled thermocline is about
5 m deeper than observed. This is mainly due to prescribing climatic
boundary conditions at the river mouth not allowing for the differences in
individual years and complicated hydrodynamics of the estuary.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p>SST maps of the GOF on 2 August 2011: <bold>(a)</bold> MODIS data,
<bold>(b)</bold> and <bold>(c)</bold> modelled SST on grids 0.5 and 2 km
respectively.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f05.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p>Modelled turbocline depth (m) in the GOF on 20 May 2011:
<bold>(a)</bold> and <bold>(b)</bold> horizontal distributions on grids 0.5 and 2 km
respectively; (I), (II), and (III) – vertical profiles of temperature at
the locations marked on maps <bold>(a)</bold> and <bold>(b)</bold>.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f06.png"/>

        </fig>

      <p>One more comparison between model and data is presented in Fig. 5 where the
modelled SST for the two resolutions is given vs. MODIS SST on
2 August 2011. At this time it was possible to fix the upwelling again near
the southern coast of the GOF. In the high-resolution model solution the
temperature of cold water rising to the surface drops down to 6 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C,
which is consistent with the satellite SST. In the case of coarse resolution
the upwelling effect is less pronounced: the lowest temperature in the core
region is about 10 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. Solutions with both resolutions reproduce
spatial patterns of upwelling. Although the coarse-resolution solution gives
a
more flattened upwelling front (shown by the isotherm of 19.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C),
high-resolution solution is more rugged due to reproduced submesoscale
features that corresponds well with observed SST.</p>
      <p>Results of model comparison with SST and in situ data confirm the robustness
of the developed model, which allows us to use it in a more detailed
evaluation of the vertical structure formation mechanisms of the sea and its
temporal evolution.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Results</title>
      <p>During the upwelling/downwelling event in May modelled on both grids simulates a
substantial re-stratification of the UML. The re-stratification is
characterized by a sharpening and at the same time a deepening of the thermocline
down to 40 m near the Finish coast and export of cold water to the
surface near the Estonian coast (Fig. 6). Figure 6a and b show maps of the
turbocline depth on the 16 May 2011. The turbocline depth is defined as the
depth at which the vertical eddy diffusivity coefficient falls below a given
value (here taken equal to background value of 5 cm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and can
be interpreted as a maximum penetration depth of the turbulent motion in the
surface layer.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p>Depth of isotherm 3.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C and turbocline depth for the
periods: left column 11–30 May 2011, right column 1 June–28 July 2011.
<bold>(a, b)</bold> Maximum turbocline depth, model 0.5 km resolution;
<bold>(c, d)</bold> isotherm 3.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C depth model 0.5 km; <bold>(e, f)</bold>
isotherm 3.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C depth model 2 km.</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f07.png"/>

      </fig>

      <p>According to Fig. 6a and b presenting solutions on 2 and 0.5 km grids
respectively, the turbocline depth reaches the maximum in the areas near the
Finnish coast where the convection is a dominant factor in vertical mixing.
We can note the significant differences in the spatial patterns of the
turbocline for fine and rough resolutions. Solution on the 0.5 km grid shows
a
deeper and more complex thermocline pattern. It can be explained by the fact
that small-scale frontal structures induced by strong horizontal gradients
and captured by the fine-resolution model lead to convective instabilities
(Boccaletti et al., 2007) acting to locally re-stratify UML. The model with
2 km resolution cannot resolve submesoscale frontal features and high values
(compare to fine resolution) of lateral diffusion coefficients act to smooth
the front in other words decreasing potential energy of the front.
Unfortunately, few data are available for validation of these differences.
Locations of CTD profiles on 16 May are marked as points I, II, III in
Fig. 6a and c. Figure 6 (I, II, III) shows the vertical profiles of
temperature at locations near the Finish coast. At panel (I) the UML
depth for the 2 km resolution model (dashed black line) is shallower than
the observed UML depth (solid black line) by 13 m. At the same time,
observations and the 0.5 km resolution model (grey line) temperature are almost
collocated, and UML depth reaches 40 m. At panel (II) the modelled UML depth
is overestimated, but the misfit reaches 7 m for the 2 km resolution model and
only 3 m for the 0.5 km resolution model.</p>
      <p>We cannot compare the UML depth from the results presented at panel III since
none of the models were able to reproduce lateral intrusions observed. The
low model performance at this point can be explained by the proximity of the
frontal zone between coastal and deep water masses due to the upwelling. We
assume that a small error in the predicted location of the front can lead to
a serious misfits in the vertical profile. Note also that point (III) is
located in a zone of rapid turbocline depth variations (see Fig. 6a and b).
This fact confirms a complex front structure, which is formed by the set of
randomly spaced small-scale features. The deterministic model can only
predict their appearance but not the exact location.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><caption><p>Vertical velocity absolute values (log scale) averaged for the depth
of 5 m and a 5-day interval: <bold>(a)</bold> 2 km model grid, <bold>(b)</bold>
500 km model grid.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://os.copernicus.org/articles/12/987/2016/os-12-987-2016-f08.png"/>

      </fig>

      <p>Figure 7 presents evolution of the thermocline through the season. Left
panels present the maximum depth of the turbocline and thermocline for the
May when the thermocline was formed. Right panels present the same but for
the period from 1 June to 28 July. This period ends just before the upwelling
in July–August from which the UML erosion begins. Thermocline depth was
defined as the depth of 3.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C isotherm (see Fig. 4). As seen in the presented data, turbulent mixing during the upwelling in May was the
strongest throughout the season (see Fig. 7b). At the same time, the increase in
the 3.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C isotherm depth up to 45 m during June–July is not
accomplished by any considerable turbulent activity (maximum turbocline depth
during June–July do not exceed 20 m for the most of the area of the GOF).
Taking into consideration the low value of the background vertical diffusivity
coefficient (10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, this fact highlights the
importance of the advective processes for the formation of the shape and
depth of the thermocline. Advective processes resulting in deepening of the
isotherm are initiated by intrusion of warm dense water from the open
boundary from the Baltic Proper. The intrusion compensates the general
surface outflow from the GOF caused by rivers runoff. Notable differences in
the shape of averaged profiles presented at Fig. 4 confirm this hypothesis.
The eastern part of the GOF is characterized by sharp and shallow thermocline and
halocline. Their depths are approximately equal to the maximum turbocline
depth. Turbulent and heating processes are dominant here. Deepening of the
thermocline and halocline down to 45 m in the western part of GOF is caused
mainly by the GOF–Baltic Sea exchange processes since turbulent mixing does not
penetrate at this depth here.</p>
      <p>The sensitivity of the model solution to increased horizontal resolution is
manifested in the different intrusion propagations to the east (compare the right
plots on Fig. 7d and f). Density fronts associated with the intrusion are a
source of baroclinic instability, which are resolved differently by the
0.5 km eddy permitting configuration (Fig. 7c ) compared to the 2 km
configuration (Fig. 7e).</p>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Discussion and conclusions</title>
      <p>We used the state-of-the-art modelling framework NEMO, initially developed for the
open ocean, to build an eddy-resolving model of the GOF. To evaluate the
model skill and performance two different solutions where obtained: a commonly
used 2 km grid and 0.5 km eddy-resolving fine grid.</p>
      <p>With the resolution of 0.5 km the model starts to resolve submesoscale
eddies. In the ocean, submesoscales are scales of motion equal to or less than
the baroclinic Rossby radius of deformation. For the GOF the baroclinic
Rossby radius varies between 2 and 4 km and we need at least 4 points to
resolve the eddy. According to Gent and McWilliams (1990), the eddies can act
to re-stratify the UML of the ocean, causing the vertical transport through
the thermocline.</p>
      <p>By moving from 2 to 0.5 km it is logical to expect an intensification of
vertical movements induced by smaller vortices resolution. Figure 8 presents
the comparison of vertical velocity absolute values for 2 km and 500 m
resolutions. The fields are averaged for the depth of 5 m and a 5-day period
in May characterized by high-intensity wind-induced dynamics. The main
features of the horizontal distribution of the vertical velocity, including
the regions of extreme values are similar in both cases. However, on a finer
grid structures resembling meanders, currents, and filaments appeared in the
middle of the bay at the Estonian coast as well as near the Finland coast
where
there is a set of point maxima. Both of these small-scale features are absent
at coarse grid. It is important to note that the difference in the vertical
velocity field appear mainly in the upper mixed layer of the sea. Below the
pycnocline the vertical velocity patterns in both cases are very similar.
Thus, marked differences could be attributed to the vortex centres of
submesoscale eddies, but this assumption is not confirmed by visual
horizontal velocity field analysis: explicit vortices are absent in
ultraviolet (UV)
horizontal field. An alternative hypothesis links these features with local
elevations of the bottom topography.</p>
      <p>An additional effect of resolved lateral submesoscale processes was investigated
in Sect. 4. It was shown that submesoscale motion affects the plume
propagation caused by salty water intrusion to the GOF from the Baltic Sea.
Generally speaking this process has found to be dominant in the formation of
the shape of termocline through the summer season, while the depth of UML was
formed by an intensive mixing during spring upwelling. In both cases
advective processes act as the main “driving force”.</p>
      <p>The presented model demonstrates a substantial improvement in the basin
stratification compared to previous numerical studies. The traditional point of
view is that the small-scale processes, such as turbulence, provide the
majority of mixing in the vertical direction. Most commonly the 1-D approach is used
to set up vertical mixing by tuning a turbulent scheme. The GOF, an
enclosed basin with complex bathymetry and strong stratification mixed layer
dynamics can be strongly affected by lateral advective processes. Adequate
representation of lateral processes by the model let us decrease the role of
background constants in a turbulent mixing scheme (we set them to minimum
possible values). This simplifies the traditional trade-off between the depth
and sharpness of the thermocline. Setting the background values of vertical
eddy viscosity and diffusivity to 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
respectively, lets us keep the sharp form of the thermocline and halocline
while the UML depth corresponds to observations.</p>
      <p>Since the time period of the runs was rather short (less than 1 year) and the
model had not been used before, it is obvious that the values of some
parameters might have been somewhat improperly chosen for use in this
study. Through fine tuning of the model better results could probably be
obtained. However, the focus in this study was to examine the differences
arising from different horizontal resolutions, the fact that model parameters
were similar in each case should be considered to be far more important than
the quantitative agreement between observations and model results. Actually,
it was shown that the model results for both resolutions are in reasonable
agreement with available observations. In some cases the 0.5 km model performs
better and at the same time there are areas not covered by observations where
we can note more substantial difference between models. It is found that
simulations resolving submesoscale are characterized by the deeper UML with
more complex structure in the regions of the GOF directly affected by the
upwelling/downwelling.</p>
      <p>The GOF is a highly dynamic region with lateral currents causing
temperature contrasts and/or rapid temporal variations on the surface. From
the satellite picture we can identify whether the model properly reproduces
the frontal structure at the surface. For example, the temperature drop
during an upwelling event and resulting temperature contrast at the surface
reached 2.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. We assume it to be a considerably more substantial
signal compared to known uncertainties of satellite SST measurements
(0.4 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C; <uri>https://podaac.jpl.nasa.gov</uri>). The usage of results of
hydrodynamic modelling together with SST information can provide an extended
analysis and deeper understanding of the upwelling process. Re-stratification
of the UML caused by upwelling results in changes of the SST pattern that can
be observed from satellites. From the comparison of modelled and observed
satellite SST we can identify whether the model reproduces the
stratification itself and as a result properly reproduces the frontal
structure at the surface.</p>
      <p>Refinement of the model resolution below the level of 0.5 km would be of
limited benefit in a hydrostatic model. For the purpose of deep
investigation of submesoscale processes in GOF such as transport across the
UML and on/offshore the non-hydrostatic formulation is needed. It lets us
avoid “artificial smoothing” of the velocity field. Other possible
improvements of the model performance, which we are planning for the next
steps, will include sensitivity tests for the different boundary conditions
with higher spatial resolution at the open boundary and surface, and
utilization of recently available data with high spatial coverage from the
expeditions during the Gulf of Finland Year 2014.</p>
</sec>
<sec id="Ch1.S6">
  <title>Data availability</title>
      <p>The Baltic Environmental Database – BED – was initiated in 1990 as part of
the research project “Large-scale Environmental Effects and Ecological
Processes in the Baltic Sea”. The basic idea behind the Baltic Environmental
Database has been to make available data sets on the conditions in the Baltic
Sea and on forcing functions. Presently, the database is placed at the Baltic
Nest Institute (BNI) at the Stockholm University
<uri>http://www.balticnest.org/bed</uri>. MODIS Sea Surface Temperature product
generated from the sensors installed on two satellites Terra and Aqua by NASA
Goddard Space Flight Center. The gridded global product with spatial
resolution 1 km available from
<uri>http://dx.doi.org/10.5067/TERRA/MODIS_OC.2014.0</uri> and
<uri>http://dx.doi.org/10.5067/AQUA/MODIS_OC.2014.0</uri>.</p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>This work was supported by the Federal Targeted Programme for Research and
Development in Priority Areas of Development of the Russian Scientific and
Technological Complex for 2014–2020 (grant agreement no. RFMEFI57414X0091).
<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by: A. J. George Nurser<?xmltex \hack{\newline}?>
Reviewed by: A. Izquierdo and one anonymous referee</p></ack><ref-list>
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    </app></app-group></back>
    <!--<article-title-html>Effects of lateral processes on the seasonal water stratification
of the Gulf of Finland: 3-D NEMO-based model study</article-title-html>
<abstract-html><p class="p">This paper aims to fill the gaps in knowledge of processes affecting the
seasonal water stratification in the Gulf of Finland (GOF). We used a
state-of-the-art modelling framework NEMO (Nucleus for European Modelling of
the Ocean) designed for oceanographic research, operational oceanography,
seasonal forecasting, and climate studies to build an eddy-resolving model of
the GOF. To evaluate the model skill and performance, two different solutions
were obtained on 0.5 km eddy-resolving and commonly used 2 km grids for a
1-year simulation. We also explore the efficacy of non-hydrostatic effect
(convection) parameterizations available in NEMO for coastal application. It
is found that the solutions resolving submesoscales have a more complex mixed
layer structure in the regions of the GOF directly affected by the
upwelling/downwelling and intrusions from the open Baltic Sea. Presented
model estimations of the upper mixed layer depth are in good agreement with
in situ CTD (BED) data. A number of model sensitivity tests to the vertical
mixing parameterization confirm the model's robustness. Further progress in
the submesoscale process simulation and understanding is apparently not
connected mainly with the finer resolution of the grids, but with the use of
non-hydrostatic models because of the failure of the hydrostatic approach at
submesoscale.</p></abstract-html>
<ref-html id="bib1.bib1"><label>1</label><mixed-citation>
Alenius, P., Myrberg, K., and Nekrasov, A.: The physical oceanography of the
Gulf of Finland: a review, Boreal Environ. Res., 3, 97–125, 1998.
</mixed-citation></ref-html>
<ref-html id="bib1.bib2"><label>2</label><mixed-citation>
Alenius, P., Nekrasov, A., and Myrberg, K.: The baroclinic Rossby-radius in
the Gulf of Finland, Cont. Shelf Res., 23, 563–573, 2003.
</mixed-citation></ref-html>
<ref-html id="bib1.bib3"><label>3</label><mixed-citation>
Andrejev, O., Sokolov, A., Soomere, T., Värv, R., and Viikmäe, B.:
The use of high-resolution bathymetry for circulation modelling in the Gulf
of Finland, Est. J. Engin., 16, 187–210, 2010.
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